TODD LAMBERTY Losses? Todd Lamberty (CRD#: 4155573, Sioux Falls, South Dakota) is a securities representative who most recently was registered through Questar Capital Corporation. According to the Financial Industry Regulatory Authority (“FINRA”), an investor allegedly incurred losses from Lamberty’s sales practice violations. Here’s more on the allegations against Lamberty: Client of Woodbury Financial Services & […]

Center Street Securities MAIN ADDRESS 2 INTERNATIONAL PLAZA SUITE 301 NASHVILLE, TN 37217 UNITED STATES Broker List Active As of 10/5/2020 Center Street Securities, Inc., is a member of FINRA and SIPC and is an Independent Securities Broker/ Dealer with branch offices throughout the United States. Center Street’s main office is located at 2 International […]

CHARLES DORAINE Allegedly Sold Unsuitable Investments Have you suffered losses by investing with Next Financial Group Inc. securities broker Charles Doraine (CRD#: 70411, Corpus Christi, Texas)? Notably, the Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that at least six clients contested Doraine’s sales practices. Here is a summary of some recent disputes which concern […]

On June 14, 2019, the Financial Industry Regulatory Authority Inc. (FINRA) barred Patrick Foley (Patrick Neal Foley) CRD#: 6682164 from acting as a broker or otherwise associating with a broker-dealer firm. Patrick Foley, a former broker with MERRILL LYNCH, PIERCE, FENNR & SMITH, INC of Ontario, California was discharged from the firm in January of […]

JONES ENERGY INC. (OTC: JONE) LOSSES? Soreide Law Group is evaluating possible investor claims against brokers and advisors who sold investors Jones Energy, Inc. (OTC: JONE). Evidently this United States exploration and production company, who has been in the business for over 30 years, filed for a chapter 11 bankruptcy on April 15, 2019. Supposedly, […]

WEATHERLY OIL AND GAS LLC Losses? Soreide Law Group is reviewing possible investor claims against brokers and financial advisors who sold investors Weatherly Oil and Gas LLC. Evidently, Weatherly, an oil and gas acquisition and exploitation company, is private-equity backed and concentrates in the region of Texas, Louisiana and Arkansas. The company controls more than […]

Did you suffer losses due to the recommendations in the Woodbridge Group of Companies from the former broker, now barred by the Financial Industry Regulatory Authority, Inc. (FINRA), from Albertville, Alabama, FLOYD EARL POWELL (CRD#: 2220029) Two years ago the alleged $1.2 billion Ponzi scheme, the Woodbridge Group of Companies, collapsed creating devastating losses for […]

DREAMFUNDED MARKETPLACE LLC Losses? The Financial industry Regulatory Authority (“FINRA”) declared on June 5, 2019 that it expelled funding portal member DreamFunded Marketplace, LLC (“DreamFunded”) (CRD#: 283594). FINRA also barred its CEO and co-founder, Manuel Fernandez (CRD#: 6639970). Evidently, in an Extended Hearing Panel Decision #:2017053428201, FINRA’s Office of Hearing Officers found that DreamFunded and […]

The Financial Industry Regulatory Authority, Inc. (FINRA) has barred NINA SUE JESSEE (NINA JESSEE, NINA CAMPBELL JESSEE) CRD#: 1484808 from acting as a broker or otherwise associating with a broker-dealer firm. Jessee, resigned from Cetera Advisors of Abingdon, Virginia in November of 2017 following allegations of unauthorized outside business activity. According to FINRA, on June […]