Soreide Law Group is investigating Waddell and Reed's Ivy High Income Funds because many investors been experiencing devastating losses in their otherwise conservative portfolios. Many of the ten holdings in the Ivy High Income Fund that represent 15% of the portfolio are all private placements, which causes problems when the fund is forced to liquidate. […]

Soreide Law Group, 888-760-6552, obtained the following information on FINRA’s website under, “Disciplinary and Other Actions January 2016.” Christopher Lawrence Norris (CRD #4007080, Lakeland, Florida) was barred by FINRA for allegedly misappropriating $19,873.19 from a property owners association for which he served as a treasurer and sat on its board of directors. FINRA’s findings stated […]

Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other Actions January 2016.” Anthony Arthur Grey (CRD #709788, Winter Park, Florida) was fined $30,000, suspended by FINRA for 18 months and required to disgorge $15,750, plus pre-judgment interest, to FINRA. The sanctions were sustained by the Securities and Exchange Commission […]

Soreide Law Group obtained the following information from FINRA’s Disciplinary Reports: Walter Rae Chao (CRD #4665787, Redwood City, California) was assessed a deferred fine of $30,000, suspended by FINRA for two years and required to requalify as a general securities principal by passing the Series 24 examination before associating with any FINRA member firm as […]

The following article appeared in “Financial Planning” on January 13th., 2016, and quotes Lars Soreide, Esq. of Soreide Law Group. This is a portion of that article: “Barred Advisor’s $2M Ponzi Scheme Pits Ex-Client Against Firm By Andrew Welsch January 13, 2016 Last year authorities charged a now-barred advisor with running a $2 million Ponzi […]

Goodrich Petroleum Corporation (NYSE:GDP) today, January 14, 2016, announced that it received notification from the New York Stock Exchange (NYSE) that the NYSE has commenced proceedings to delist the common stock as a result of the NYSE's determination that the common stock was no longer suitable for listing on the NYSE based on "abnormally low" […]

In a recent article in Reuters, they state that analysts at Wells Fargo Securities wrote that oil prices below $40 per barrel are not sustainable for most producers and high cost structures are expected to push more oil producers into restructurings or bankruptcies in the next 12-18 months. Call Our Securities Lawyers To File Your Claim […]

Have you experienced investment losses after your broker/financial advisor recommended the energy related stock Southcross Energy Partners, L.P. (SXE)? The company’s quarterly dividend was just suspended. Call Soreide Law Group for a no-cost consultation with a lawyer to discuss the possibility of recovering your losses at: 888-760-6550. SXE’s 52-week range was 1.12 - 16.20 Southcross […]

Have you experienced investment losses due to your broker/financial advisor recommending the energy-related stock Teekay Offshore Partners LP (TOO)? Call Soreide Law Group for a no-cost consultation with a lawyer to discuss the possibility of recovering your losses at: 888-760-6550. TOO’s 52-week range was 3.68 - 24.74. Teekay Offshore Partners L.P. provides marine transportation, oil […]