Soreide Law Group has been contacted by a former client of: CHARLES HENRY FRIEDA CRD#: 5502319 This particular client was complaining of:  excessive and frequent options trading generating large commissions, and high risk oil and gas investments. According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, Charles Frieda has an unbelievable […]

JAMES PAUL KOLF CRD#: 1015682, a former broker from Wisconsin, has been barred by FINRA from acting as a broker or otherwise associating with firms that sell securities to the public.  Kolf had 34 years of experience in the securities industry and had been listed with 5 firms. The 64 year-old broker from Sauk City, […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: SUMMIT BROKERAGE SERVICES, INC., and their registered representative, JOEL EARL ARCHER  The Claimant, a retired woman from California, had received a cold call from SUMMIT BROKERAGE SERVICES’ broker, JOEL ARCHER in January 2012, and opened two accounts, an IRA and […]

Did you purchase Memorial Production Partners through a Broker Like Raymond James? According to the streetinsider.com Raymond James downgraded Memorial Production Partners (symbol: “MEMP”) from Market Perform to Underperform when the stock had already fallen to $1.59. Memorial Production Partners traded as high as $21 in late 2014. Many brokers at Raymond James and other […]

S MannKind Corp. reached a high of about $56 per share in 2014.  From there the stock crashed through all moving averages and showed relative weakness all the way down.  If your broker held this stock and had no exit strategy and failed to limit your losses you may have a valid claim.  Any proper […]

Soreide Law Group is investigating claims against brokers who recommended Diamond Offshore   The securities arbitration law firm, Soreide Law Group, is representing clients against financial advisors who recommended Diamond Offshore in large concentrated positions. DO may have been unsuitable for some investors and some brokers may have failed to limit losses as the stock […]

Soreide Law Group is representing clients against their stock brokers who recommended Carbo Ceramics in large concentrated positions. CRR may have been unsuitable for some investors and some brokers may have failed to limit losses as the stock crashed.  We have already filed one claim against a National Securities broker for recommending Carbo Ceramics to his […]

Soreide Law Group, based in South Florida, has filed a FINRA arbitration on behalf of our clients (Claimants) against: NATIONAL SECURITIES CORPORATION and their registered representative (Respondents).  The lawsuit claims that the Claimants, a married couple from Georgia, received a cold call from a NATIONAL SECURITIES’ broker, who had convinced them to open an account […]

Soreide Law Group, based in Florida, obtained the following information, available to the public on FINRA’s website, from FNRA’s Disciplinary Actions of September, 2017, regarding Florida broker:  Daniel Joseph Hushek III (CRD #4250117, Bradenton, Florida)   Hushek was assessed a deferred fine of $10,000 and suspended by FINRA for 15 months for allegedly failing to […]