Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
February 18, 2016
Did Your Broker Recommend Chesapeake Energy (CHK)?

Did your broker recommend Chesapeake Energy Corporation (CHK)? If so, contact Soreide Law Group and speak to a lawyer regarding the possibility of recovering your losses from this energy stock at: 888-760-6552. Many investors have experienced devastating losses. Chesapeake Energy Corporation (CHK) 52 week range: 1.50 - 20.65 Chesapeake Energy (CHK) stock was on an […]

February 17, 2016
Morgan Stanley Smith Barney Ordered to Pay Clients $825,000 by FINRA

Soreide Law Group is currently investigating former registered representative ANNA KHAI (CRD# 4823670) Alternate Name: ANNA KHATCHATRIAN, formerly of Morgan Stanley Smith Barney, LLC, of Pasadena, CA. FINRA has permanently barred this individual from acting as a broker or otherwise associating with firms that sell securities to the public. A Financial Industry Regulatory Authority (FINRA) arbitration […]

February 9, 2016
Did You Invest In Energy Transfer Equity, L.P. (ETE)?

Soreide Law Group is currently representing several clients whose brokers recommended the purchase of: Energy Transfer Equity, L.P. (ETE) ETE’s 52 week range is 4.00 - 35.44. ETE is among the top losers in energy stocks. Energy Transfer Equity LP (ETE), is off by 37%, and reached a 52-week low, based on a SEC filing […]

February 5, 2016
Soreide Law Group Files FINRA Arbitration on Behalf of Client Against T.R. Winston and James F. Brennen in California

Soreide Law Group has filed a FINRA arbitration on behalf of our client against T.R. WINSTON & COMPANY (“T.R. WINSTON”) and their registered representative, JAMES F. BRENNAN (CRD# 821647). The Claimant, is a divorced mother of two in her late 50s from San Marino, California, who relied on T.R. WINSTON broker, JAMES F. BRENNAN for […]

February 4, 2016
Invested in These Vertical Funds?

Soreide Law Group is currently investigating the following Vertical Funds and exploring the possibility of bringing a FINRA arbitration action against the stock brokers for investors who have experienced losses with the following funds: Vertical Recovery Management, LLC Vertical Mortgage Fund I, LLC Vertical US Recovery Fund, LLC Vertical U.S. Recovery Fund II, LLC . […]

February 4, 2016
Did You Invest in Credit Suisse X-Links or Velocity Shares?

Soreide Law Group is currently investigating the following structured securities products: Credit Suisse X-Links Cushing MLP Infrastructure ETN (MLPN) Credit Suisse Velocity Shares 3X Long Crude ETN (UWTI) Credit Suisse Velocity Shares 3X Natural Gas ETN (VGAZ) The Credit Suisse X-Links and Velocity Shares ETNs are very complex and risky for the conservative investor. These […]

February 2, 2016
Soreide Law Group Files FINRA Arbitration on Behalf of Client Against K.C. Ward Financial in Massachusetts

Soreide Law Group has filed a FINRA arbitration against K.C. WARD FINANCIAL (K.C. WARD) on behalf of our client from Massachusetts. The Claimant is looking to retire within the next five years and was looking for a conservative growth portfolio. The law suit alleges that shortly after opening an account with K.C. WARD his money […]

February 1, 2016
FINRA Arbitration Filed Against Wells Fargo Advisors, LLC, by Soreide Law Group on Behalf of Clients Due to Devastating Losses in Energy Stocks

Soreide Law Group recently filed a FINRA arbitration on behalf of their clients, a retired couple in their 70s, against Wells Fargo Advisors, LLC (WELLS FARGO). The Claimants reside in Mesa, Arizona. At the time of their retirement they transferred their entire portfolio to broker, William Berg. All of the Claimants investable assets are with […]

January 29, 2016
Soreide Law Group Files FINRA Arbitration Against Raymond James and Broker for Retired Clients Who Lost $400,000

Soreide Law Group has filed a FINA arbitration for their clients against RAYMOND JAMES & ASSOCIATES, INC., and broker, LOREN LUCAS (CRD# 1203511). The Claimants are a retired couple who live in St. Augustine, Florida, and have been married for 43 years. The Claimants maintained their invests at RAYMOND JAMES under the management of their […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved