Investors might have sustained losses due to securities broker Mikyung Oh (also known as Mikee Oh) [CRD: 2403670, Greenwood Village, Colorado], according to disclosures on FINRA BrokerCheck. Evidently, Oh worked for LPL Financial LLC from November 18, 2011, to December 31, 2019. Keep reading to learn more about the disclosures involving Oh.
Particularly, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about Mikyung Oh. Primarily, the client alleged that Oh made unsuitable recommendations relating to real estate securities. Consequently, the investor allegedly incurred damages in connection with investments made in 2013–2014. For this reason, on May 6, 2025, LPL Financial LLC settled this matter by paying the client $32,000.00 in damages.
Additionally, a client of LPL Financial LLC contested Mikyung Oh’s sales practices by bringing FINRA Arbitration No. 24-00296. Allegedly, Oh gave unsuitable advice concerning real estate securities purchased in 2014. It appears that Oh caused the client to sustain damages in excess of $5,000. As a result, LPL Financial LLC opted to settle the matter on May 6, 2025, by paying $18,000.00.
Also, a client filed a complaint about Mikyung Oh. The client alleged that Oh made unsuitable recommendations regarding variable annuities. Because of this, the client allegedly sustained damages totaling $32,944.71. Therefore, on July 19, 2010, Cuso Financial Services LP settled this matter by paying the client $23,177.00 in damages.
Did you experience losses because of Mikyung Oh? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the USA. The firm also takes cases by a contingency fee arrangement and advances all costs. Oh and brokerage firms Oh worked for deny accusations referenced in public disclosures.
KEVIN CHRISTOPHER MCCARTHY (KEVIN C MCCARTHY) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/7/2026. McCarthy was registered as a broker with MADISON AVENUE SECURITIES LLC of Hialeah, Florida, from 12/04/2007 - 01/30/2026. McCarthy was previously registered both as a broker […]
Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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