Investors might have sustained losses due to securities broker Mikyung Oh (also known as Mikee Oh) [CRD: 2403670, Greenwood Village, Colorado], according to disclosures on FINRA BrokerCheck. Evidently, Oh worked for LPL Financial LLC from November 18, 2011, to December 31, 2019. Keep reading to learn more about the disclosures involving Oh.
Particularly, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about Mikyung Oh. Primarily, the client alleged that Oh made unsuitable recommendations relating to real estate securities. Consequently, the investor allegedly incurred damages in connection with investments made in 2013–2014. For this reason, on May 6, 2025, LPL Financial LLC settled this matter by paying the client $32,000.00 in damages.
Additionally, a client of LPL Financial LLC contested Mikyung Oh’s sales practices by bringing FINRA Arbitration No. 24-00296. Allegedly, Oh gave unsuitable advice concerning real estate securities purchased in 2014. It appears that Oh caused the client to sustain damages in excess of $5,000. As a result, LPL Financial LLC opted to settle the matter on May 6, 2025, by paying $18,000.00.
Also, a client filed a complaint about Mikyung Oh. The client alleged that Oh made unsuitable recommendations regarding variable annuities. Because of this, the client allegedly sustained damages totaling $32,944.71. Therefore, on July 19, 2010, Cuso Financial Services LP settled this matter by paying the client $23,177.00 in damages.
Did you experience losses because of Mikyung Oh? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the USA. The firm also takes cases by a contingency fee arrangement and advances all costs. Oh and brokerage firms Oh worked for deny accusations referenced in public disclosures.
Investors might have sustained financial harm through WestPark Capital Inc. [CRD: 39914, Los Angeles, California], according to publicly available information found on Financial Industry Regulatory Authority BrokerCheck. WestPark Capital has been registered with FINRA since 1996 and maintains its headquarters in Los Angeles, California. Keep reading to discover more about the regulatory action involving the […]
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
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