Investors might have sustained losses due to securities broker Mikyung Oh (also known as Mikee Oh) [CRD: 2403670, Greenwood Village, Colorado], according to disclosures on FINRA BrokerCheck. Evidently, Oh worked for LPL Financial LLC from November 18, 2011, to December 31, 2019. Keep reading to learn more about the disclosures involving Oh.
Particularly, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about Mikyung Oh. Primarily, the client alleged that Oh made unsuitable recommendations relating to real estate securities. Consequently, the investor allegedly incurred damages in connection with investments made in 2013–2014. For this reason, on May 6, 2025, LPL Financial LLC settled this matter by paying the client $32,000.00 in damages.
Additionally, a client of LPL Financial LLC contested Mikyung Oh’s sales practices by bringing FINRA Arbitration No. 24-00296. Allegedly, Oh gave unsuitable advice concerning real estate securities purchased in 2014. It appears that Oh caused the client to sustain damages in excess of $5,000. As a result, LPL Financial LLC opted to settle the matter on May 6, 2025, by paying $18,000.00.
Also, a client filed a complaint about Mikyung Oh. The client alleged that Oh made unsuitable recommendations regarding variable annuities. Because of this, the client allegedly sustained damages totaling $32,944.71. Therefore, on July 19, 2010, Cuso Financial Services LP settled this matter by paying the client $23,177.00 in damages.
Did you experience losses because of Mikyung Oh? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the USA. The firm also takes cases by a contingency fee arrangement and advances all costs. Oh and brokerage firms Oh worked for deny accusations referenced in public disclosures.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
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