Investors might have sustained losses due to securities broker Gregory Rock Erekson [CRD: 5168632, St. Louis, Missouri], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Erekson has been associated with Edward Jones in St. Louis, Missouri, serving as a securities broker since August 31, 2006, and as a financial advisor since March […]

Investors apparently complained about securities broker Kenneth David Kohn (also known as Ken Kohn) [CRD: 1575332, Melville, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Kohn has been registered as a securities broker with Equitable Advisors LLC since June 1, 2005, and as a financial advisor with Equitable Advisors […]

Investors may have suffered financial harm by securities broker Tony Roberts [CRD: 2691066, Huntington, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tony Roberts has worked for MML Investors Services LLC as a securities broker since March 25, 2017, and as a financial advisor since May 11, 2021. […]

Investors potentially experienced sales practice violations by securities broker Markus Gracen Byrd [CRD: 2177376, Dallas, Texas], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Byrd worked for Kestra Investment Services LLC from February 21, 2014, to April 15, 2024. See below to find out more about Byrd’s disclosures. Kestra Investor Accused […]

Investors potentially incurred losses because of securities broker Curtis Jerome Sathre III [CRD: 2459115, Oceanside, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sathre worked for JRL Capital Corporation from June 10, 2011, to May 3, 2023; Great Point Capital LLC from May 9, 2023, to March 26, 2026; and JRL Capital […]

Investors might have sustained losses due to securities broker Darryl Joseph Hall [CRD: 4185048, Elk Grove, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hall worked for CUSO Financial Services L.P. from July 1, 2002, through May 15, 2025, and joined LPL Financial LLC on May 15, 2025. Investors are […]

Investors apparently complained about securities broker Joel Dale Farnsworth [CRD: 1980052, Henderson, Nevada], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Farnsworth worked for Wedbush Securities Inc. from January 2, 2009, to March 11, 2026. See below to find out more about the disclosures involving this securities broker. Wedbush Securities […]

Investors may have suffered financial harm by securities broker Jimmy Leong (also known as James Leong and Jim Leong) [CRD: 1486689, Freehold, New Jersey], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leong worked for J.P. Morgan Securities LLC from October 1, 2012, to February 4, 2025, and Equitable Advisors LLC […]

Investors potentially incurred losses because of securities broker Timothy Ryan Calvert [CRD: 3241077, Spartanburg, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calvert has been associated with First Citizens Asset Management Inc. since November 1, 2006, First Citizens Investor Services Inc. as a financial advisor since May 15, 2017, and First […]