Investors may have suffered financial harm by securities broker Michael Truett McIntyre (also known as Michael Mac McIntyre) [CRD: 2839149, Oakbrook Terrace, Illinois], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McIntyre worked for National Securities Corporation from July 12, 2017, to July 22, 2022. He has been registered with B. Riley […]

Investors potentially experienced sales practice violations by securities broker Kenneth Joseph Vercellino (also known as Kenny Vercellino) [CRD: 2583864, San Francisco, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vercellino worked for J.P. Morgan Securities LLC from July 29, 2010, through February 26, 2022, and has worked for Raymond James Associates Inc. […]

Investors potentially incurred losses because of securities broker Mingqi Jennifer Li (also known as Jennifer Mingqi Li) [CRD: 4871851, White Plains, New York], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Li worked for Emerson Equity LLC from May 8, 2019, to July 20, 2023. Li has been registered with Arkadios […]

Investors might have sustained losses due to securities broker Michael Christopher Landis [CRD: 6116993, Northampton, Pennsylvania], given the disclosures reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Landis joined Wells Fargo Clearing Services LLC on October 19, 2012, and Wells Fargo Advisors on August 14, 2018. Readers can review the information below regarding a client […]

Investors apparently complained about securities broker Deetra Marie Tesla (also known as Deetra Marie Portanova-Koch and Deetra Tesla-Koch) [CRD: 2567278, Missouri City, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tesla has been registered with TCFG Wealth Management LLC since March 5, 2014. She was associated with Augment Capital LLC […]

Investors may have suffered financial harm by securities broker Craig E. Fernsler [CRD: 5558907, Naples, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Fernsler has been associated with McDermott Investment Services LLC since February 27, 2020. Investors are encouraged to continue reading to discover more about disclosures involving Fernsler. McDermott Investor Accused […]

Texas State Securities Board sanctioned securities broker Wang Chang Tsai (also known as Brian Tsai) [CRD: 6687951, Dallas, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brian Tsai has been registered with TKC Wealth Management LLC since September 7, 2017. He has been with Landolt Securities Inc. since January 22, 2018. See […]

Investors potentially experienced sales practice violations by securities broker Karl Wolfgang Suess [CRD: 5255922, Chicago, Illinois], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Suess worked for Great Point Capital LLC from November 13, 2020, through March 26, 2026. He also worked for Great Point Advisors LLC from November 13, 2020, […]

Investors potentially incurred losses because of securities broker Matthew Calhoun [CRD: 4425914, Columbus, Ohio], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calhoun has been registered with Osaic Wealth Inc. and Signature Equity Partners LLC since October 9, 2024. Previously, he was associated with Cambridge Investment Research Inc. and Cambridge Investment […]