Investors might have sustained losses due to securities broker Carter J. Damm [CRD: 8101686, Lincoln, Rhode Island], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Damm has been registered with Merrill Lynch since August 12, 2025, as a securities broker and since November 13, 2025, as a financial advisor. Keep […]

Investors apparently complained about securities broker Alexander Paul Hykel (also known as Alex Hykel) [CRD: 6332285, Delray Beach, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hykel worked for Merrill Lynch from June 9, 2014, to April 18, 2023, and returned to the firm on November 12, 2024. He also previously […]

Investors might have been negatively affected by securities broker Ethan Wrenn [CRD: 7889172, Chesterland, Ohio], according to BrokerCheck disclosures. Wrenn worked for Equitable Advisors LLC from April 2, 2024, to May 17, 2024, Key Investment Services LLC from July 12, 2024, to August 13, 2025, and Citizens Securities Inc. from July 31, 2025, to April […]

Investors may have suffered financial harm by securities broker Gustavo Reis Ventura [CRD: 7028571, Fort Lauderdale, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ventura worked for Merrill Lynch from February 14, 2019, through March 3, 2025. He joined Edward Jones on February 28, 2025. Investors are encouraged to continue […]

Investors might have been negatively impacted by securities broker Miguel Maisterra Silva [CRD: 7810506, Houston, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Miguel Silva worked for Banorte Securities International Ltd. from February 6, 2024, to May 6, 2026. See the following information to find out more about disclosures involving […]

Investors might have been negatively impacted by securities broker Edward Sanford Pegram IV (also known as Edward Sandford Pegram IV and Sandy Pegram) [CRD: 721375, Wellesley Hills, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Edward Pegram was registered with RBC Capital Markets LLC from July 22, 2020, to May 1, 2026. […]

Investors potentially experienced sales practice violations by securities broker Milka L. Micic [CRD: 4929945, Chicago, Illinois], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Micic has been registered with J.P. Morgan Securities LLC as a securities broker since October 1, 2008, and as a financial advisor since March 22, 2024. See […]

Investors potentially incurred losses because of securities broker Kevin Christopher Renz [CRD: 5256242, Arden, North Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Renz has been registered with First Citizens Investor Services Inc. as both a securities broker and financial advisor since June 27, 2018. Investors are encouraged to continue […]

Florida Office of Financial Regulation barred financial advisor Thomas Arthur Amendola [CRD: 1005661, Naples, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Thomas Amendola has worked for Doza Investments LLC as Managing Member and Chief Compliance Officer since June 2009. Investors should continue reading to discover more about disclosures […]