Investors potentially incurred losses because of securities broker Rocco Michael Maselli (also known as Rocco Micheal Masell, Rocco Micheal Maselli, and Rock Maselli) [CRD: 2791357, Garden City, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Maselli has been registered with VCS Venture Securities since September 24, 2021, and previously worked […]

Investors apparently complained about securities broker Atul Makharia [CRD: 5070762, Lexington, South Carolina], according to public information on FINRA BrokerCheck. Evidently, Makharia has been registered with Centaurus Financial Inc. since May 19, 2015, and also registered as an investment adviser representative with the same firm since April 29, 2024. Read on to learn more about […]

Investors have reportedly disputed the sales practices of securities broker Matthew Jay Kutcher (also known as Matt Kutcher) [CRD: 2456469, Palm Beach, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kutcher has been registered with Wells Fargo Clearing Services LLC and Wells Fargo Advisors, both in Palm Beach, Florida, […]

Investors have reportedly disputed the sales practices of securities broker John Howard Saunders [CRD: 870131, Vero Beach, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Saunders has been registered with UBS Financial Services Inc. since May 11, 2007, operating from both Vero Beach, Florida, and Roanoke, Virginia. Read on to discover […]

Investors potentially experienced sales practice violations due to securities broker Edward Muster [CRD: 1012341, Boca Raton, Florida], based on public information on FINRA BrokerCheck. Evidently, Edward Muster worked for Herbert J. Sims Co. Inc. from May 14, 1998, to July 7, 2020. Keep reading to find out more about Edward Muster’s disclosures. Herbert J. Sims […]

Investors potentially incurred losses because of securities broker Thomas Marion McDonald [CRD: 326904, Cleveland, Ohio], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McDonald worked for McDonald Partners LLC from December 7, 2005, to March 17, 2025. See the following summary for details about McDonald’s disclosures and the disputes involving […]

Investors apparently complained about securities broker Sonia Maria Attkiss (also known as Sonia Tron) [CRD: 2936806, Westport, Connecticut], based on disclosures on FINRA BrokerCheck. Evidently, Sonia Attkiss has been registered with UBS Financial Services Inc. since November 20, 2015, and works out of the firm’s offices in New York, New York, and Westport, Connecticut. Read […]

Investors have reportedly disputed the sales practices of securities broker Ashley Charles Woodard [CRD: 4703144, Greenville, South Carolina], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Woodard worked for NYLIFE Securities LLC from December 21, 2017, to October 28, 2020; IFS Securities from February 15, 2017, to November 13, 2017; and […]

Investors possibly experienced sales practice violations by securities broker Paul Michael Weinberger [CRD: 2757427, Clearwater, Florida], based on publicly available information on FINRA BrokerCheck. Evidently, Weinberger has worked for Cetera Financial Specialists LLC since February 5, 2021, and for Cetera Investment Advisers LLC since February 26, 2021. Previously, he was registered with National Asset Management […]