Investors have reportedly disputed the sales practices of securities broker David Theodore Bulow [CRD: 5834367, Milpitas, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Bulow worked for NI Advisors from May 19, 2015, to May 22, 2024. Investors can see below to learn more about the disclosures involving this individual.
NI Advisors Investor Accused Bulow Of Negligence
Particularly, on April 29, 2025, a NI Advisors client filed FINRA Arbitration No. 25-00798 concerning David Bulow. Mainly, the client alleged that Bulow was negligent, breached his fiduciary duty, and breached a contract. Because of this, the client allegedly experienced damages involving corporate bonds. Consequently, the client requested $165,000 in compensation from NI Advisors or Bulow. It appears that this arbitration is pending a resolution.
NI Advisors Investor Accused David Bulow Of Unsuitable Recommendations
Also, a NI Advisors client filed FINRA Arbitration No. 22-02078 about David Bulow. Primarily, the client alleged that Bulow was negligent, and made unsuitable recommendations. For this reason, the client allegedly incurred damages relating to corporate bonds including GWG L Bonds. Therefore, on March 29, 2024, NI Advisors settled this matter by paying the client $235,089.59 in damages.
Bulow Disclosed Breach Of Contract Allegations By NI Advisors Client
Evidently, a client of NI Advisors disputed Bulow’s sales practices by filing FINRA Arbitration No. 24-02113 on October 4, 2024. Allegedly, Bulow breached a contract, breached his fiduciary duty, was negligent, and failed to supervise certain representatives, including alleged violations of best interest obligations. It appears that Bulow allegedly caused the client to sustain damages linked to corporate bonds. As a result, the client seeks compensation from NI Advisors or Bulow in the amount of $10,000 in this ongoing matter.
Were You Impacted By Financial Advisor / Securities Broker David Bulow?
Do you have concerns or questions regarding investments you made with David Bulow? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Bulow and brokerage firms Bulow worked for deny allegations of sales practice violations.
