Investors potentially experienced sales practice violations by securities broker John Zingale Schiro [CRD: 5828193, Dallas, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schiro has been registered with Raymond James Associates Inc. since January 23, 2026, and previously worked for Wealth Enhancement Brokerage Services LLC and Wealth Enhancement Advisory Services LLC from September 2023 to January 2026, as well as J.P. Morgan Securities LLC from August 22, 2022, to September 14, 2023, and Lincoln Financial Distributors Inc. from September 9, 2019, to June 17, 2022. Keep reading to learn more about the securities broker’s disclosures.
Specifically, on December 18, 2025, a Wealth Enhancement Advisory Services client filed a complaint about John Schiro. Primarily, the client alleged that Schiro made unsuitable recommendations. Because of this, the client allegedly incurred damages connected to options. As a result, the client requested $225,000 in compensation from Wealth Enhancement Advisory Services or Schiro.
Particularly, Wealth Enhancement Advisory Services disaffiliated with Schiro on January 23, 2025. Allegedly, Schiro was permitted to resign when under internal investigation concerning a client complaint.
Did you suffer any investment-related losses because of John Schiro? You can contact Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Schiro and brokerage firms Schiro worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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