John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors potentially experienced sales practice violations by securities broker John Zingale Schiro [CRD: 5828193, Dallas, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schiro has been registered with Raymond James Associates Inc. since January 23, 2026, and previously worked for Wealth Enhancement Brokerage Services LLC and Wealth Enhancement Advisory Services LLC from September 2023 to January 2026, as well as J.P. Morgan Securities LLC from August 22, 2022, to September 14, 2023, and Lincoln Financial Distributors Inc. from September 9, 2019, to June 17, 2022. Keep reading to learn more about the securities broker’s disclosures.
Specifically, on December 18, 2025, a Wealth Enhancement Advisory Services client filed a complaint about John Schiro. Primarily, the client alleged that Schiro made unsuitable recommendations. Because of this, the client allegedly incurred damages connected to options. As a result, the client requested $225,000 in compensation from Wealth Enhancement Advisory Services or Schiro.
Particularly, Wealth Enhancement Advisory Services disaffiliated with Schiro on January 23, 2025. Allegedly, Schiro was permitted to resign when under internal investigation concerning a client complaint.
Did you suffer any investment-related losses because of John Schiro? You can contact Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Schiro and brokerage firms Schiro worked for deny any allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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