FINRA Sanctions Charles Jumet

Soreide Law Group is investigating possible investor claims against securities broker Charles Paul Edward Jumet Jr. (CRD: 5958643, Memphis, Tennessee). Notably, FINRA sanctioned the securities broker, who worked for Chickasaw Securities LLC. Allegedly, Jumet engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Jumet.

Jumet Sanctioned By FINRA For Outside Business Activities

Notably, FINRA issued Acceptance, Waiver, and Consent No. 2021073395101 on November 18, 2022, sanctioning Charles Jumet for infractions. Allegedly, Jumet engaged in an undisclosed outside business activity. Therefore, Jumet was fined $5,000 and suspended for 30 days by Financial Industry Regulatory Authority (FINRA).

Charles Jumet Terminated For Outside Business Activities

Supposedly, on November 8, 2021, Chickasaw Securities LLC disaffiliated with Jumet. Evidently, Chickasaw Securities LLC alleged that Jumet engaged in an undisclosed outside business activity.

Jumet Employment Information

Jumet worked for Chickasaw Securities LLC in Memphis, Tennessee, as a securities broker from November 5, 2015, to December 3, 2021.

Did Chickasaw Securities LLC Securities Broker Charles Jumet Cause You To Experience Damages?

Did you sustain damages through Charles Jumet? If you have, reach out to Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for investors across the United States, represents clients on a contingency fee basis and advances all costs. Jumet and brokerage firms Jumet worked for deny any and all allegations of misconduct.