In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Soreide Law Group is investigating claims on behalf of clients against:
CHRISTOPHER PAUL ANTHONY (CHRIS ANTHONY) CRD#: 1157930
There have been two complaints filed so far with the Financial Industry Regulatory Authority, Inc. (FINRA) against Anthony which are currently pending.
In August 2016, a client alleged unsuitable investments, churning, and failure to supervise. The time frame of the alleged activity was 2014 to Spring of 2015. The damage amount requested is $100,000.00.
The latest complaint filed in January of 2017, the client alleges negligence, breach of fiduciary duty, and breach of contract. The damage amount requested is $2 million.
In April of 2015, Chris Anthony was terminated from his position at Rhodes Securities Inc. after client allegations of failing to supervise, trading with discretion, and trading outside the investment objectives of his clients’ accounts.
According to FINRA’s BrokerCheck, Chris Anthony has 3 disclosures on his report, 2 are pending customer disputes. Anthony has 31 years of experience in the securities industry and was listed with 3 firms, the most recent listed below:
06/01/1995 - 04/28/2015 RHODES SECURITIES INC. - FORT WORTH, TX
If you were a client of CHRISTOPHER PAUL ANTHONY (CHRIS ANTHONY) formerly of RHODES SECURITIES INC., FORT WORTH, TX, and experienced losses due to his lack of supervision, actions or recommendations, call Soreide Law Group and speak to a securities lawyer regarding the recovery of your investment losses at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and we operate on a contingency fee basis. Let our knowledge and experience work for you.
In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Centaurus Financial appears as the firm on a pending customer arbitration against Brett Ewing (CRD 2904608). The customer filed it on September 14, 2026. According to BrokerCheck, the customer alleges that Ewing recommended unsuitable, illiquid investments from February 2016 through February 2019. Ewing denies the allegations, and no arbitrator has ruled.
FINRA found that Eric Kleiner (CRD 4135180) refused to provide documents and information it requested during an investigation. Without admitting or denying the findings, Kleiner consented to the sanction and to the entry of findings.
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