Investors may have suffered financial harm by securities broker Mark Heath Woodward [CRD: 4064469, Tampa, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Woodward has been registered with Kestra Investment Services LLC since March 15, 2013, and with Kestra Advisory Services LLC since May 5, 2016. Read on to learn more about disclosures involving Woodward.
Kestra Investor Accused Woodward Of Unsuitable Recommendations
Specifically, on March 11, 2026, a Kestra Investment Services LLC client filed FINRA Arbitration No. 26-00557 about Mark Woodward. Mainly, the client alleged that Woodward made unsuitable recommendations involving alternative investments. For this reason, the client allegedly experienced damages associated with direct investments. As a result, the client requested more than $5,000 in compensation from Kestra Investment Services LLC or Woodward. BrokerCheck indicates that this arbitration is awaiting a resolution.
Mark Woodward Disclosed Unsuitable Advice Allegations By Kestra Investment Services LLC Client
Also, a client of Kestra Investment Services LLC contested Mark Woodward’s sales practices, according to a complaint received on June 21, 2024. Allegedly, Woodward made unsuitable recommendations involving alternative investments. It appears that Woodward allegedly caused the client to incur damages tied to direct investments. Consequently, the client sought compensation from Kestra Investment Services LLC or Woodward in an amount exceeding $5,000 in this matter. This matter was withdrawn by the client.
Have You Made Investments Through Financial Advisor / Securities Broker Woodward?
Are you concerned about investments you made through Mark Woodward? You should contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Woodward and brokerage firms Woodward worked for deny allegations of sales practice violations.
