Investors potentially incurred losses because of securities broker Christine Maushardt (also known as Christine Cardwell and Christine Knapp) [CRD: 5520504, Pearl River, New York], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Maushardt has worked for Cetera Investment Services LLC since June 19, 2019, and Cetera Investment Advisers LLC since June 21, 2019. See below to find out more about Maushardt’s disclosure.
Specifically, on January 22, 2026, a Cetera Investment Services LLC client filed FINRA Arbitration No. 25-01935 about Christine Maushardt. Mainly, the client alleged that Maushardt sold an annuity that was not in the client’s best interest. For this reason, the client allegedly incurred damages on variable annuities. As a result, the client requested $100,000 in compensation from Cetera Investment Services LLC or Maushardt. BrokerCheck shows that this arbitration awaits a resolution.
Generally, breach of fiduciary duty means a securities broker or financial advisor allegedly failed to put a client’s interests first when giving investment advice. Unsuitable recommendations generally involve claims that the financial professional recommended an investment that did not fit the client’s age, risk tolerance, objectives, liquidity needs, or financial situation. For variable annuities, these concerns may involve fees, surrender charges, long holding periods, complexity, or market risk.
Do you need clarity on any investment losses relating to Christine Maushardt? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the country. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Maushardt and brokerage firms Maushardt worked for deny allegations of sales practice violations.
CLIFFORD RONALD REID (CLIFFORD R REID) was previously registered with REID RUDIGER LLC of New York, NY from 10/06/1999 - 04/30/2026. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, CLIFFORD R REID has 34 years of experience in the securities industry and was listed as a broker with 4 firms. Reid is […]
Investors might have sustained losses due to securities broker Elizabeth Florence Ortiz (also known as Elizabeth Barber, Betsy Barber, and Betsy Ortiz) [CRD: 6818113, Austin, Texas], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ortiz has worked for Charles Schwab Co. Inc. from December 11, 2017, to the present. Read on to […]
Investors potentially incurred losses because of securities broker James Anthony Medsker (also known as Jim Medsker) [CRD: 1294250, Dublin, Ohio], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Medsker worked for Wells Fargo Clearing Services LLC from October 26, 2018, to January 25, 2024. Investors are encouraged to continue reading to learn […]
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