Investors have reportedly disputed the sales practices of securities broker Christopher John Browning (also known as Chris Browning and Christopher John Brownrigg) [CRD: 4786391, Scottsdale, Arizona], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Browning worked for Western International Securities from May 12, 2009, to February 5, 2024, and for Western International Securities (investment adviser) from August 14, 2013, to February 5, 2024, before joining Equitable Advisors on January 31, 2024. See below to learn more about Browning’s disclosures.
Evidently, a Western International Securities client filed FINRA Arbitration No. 24-00718 about Christopher Browning. Mainly, the client alleged that Browning made misrepresentations. For this reason, the client allegedly sustained damages connected to corporate bonds. Therefore, on November 29, 2024, Western International Securities settled this matter by paying the client $74,099.93 in damages.
Notably, a client of Western International Securities disputed Christopher Browning’s sales practices by filing FINRA Arbitration No. 22-01493. Allegedly, Browning made unsuitable recommendations. It appears that Browning allegedly caused the investor to sustain damages linked to corporate bonds. Consequently, Western International Securities opted to settle the matter on October 19, 2023, by compensating the client $450,000.
Specifically, a client filed a complaint about Christopher Browning. Primarily, the client alleged that Browning engaged in unauthorized trading. Because of this, the client allegedly incurred damages associated with unit investment trusts and real estate investment trusts. As a result, on January 27, 2022, Western International Securities settled this matter by paying the client $49,698 in damages.
Do you have concerns or questions regarding investments you made with Christopher Browning? You can contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Browning and brokerage firms Browning worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
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