Investors might have sustained losses due to securities broker Robert Hunter Jones [CRD: 5169688, Lakewood, Colorado], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jones worked for Great Point Capital LLC from December 13, 2019, to May 1, 2026, and has been registered with Quincy Wells Capital LLC since May 1, 2026. See below to discover more about disclosures involving this securities broker.
Notably, on December 8, 2025, a Great Point Capital LLC client filed FINRA Arbitration No. 25-02029 about Robert Jones. Primarily, the client alleged that Jones made unsuitable recommendations, failed to perform due diligence, breached a contract, and breached his fiduciary duty in connection with a real estate security purchased through a 1031 tax-deferred exchange on February 28, 2023. Because of this, the client allegedly sustained damages. As a result, the client requested $475,000 in compensation from Great Point Capital LLC or Jones. BrokerCheck indicates that this arbitration is pending a resolution.
A Delaware Statutory Trust (DST) is a real estate investment often used in 1031 exchanges. Unsuitable advice may occur when a securities broker or financial advisor recommends a DST that does not match a client's financial goals, risk tolerance, investment experience, liquidity needs, or overall circumstances. Investors should generally receive recommendations that are appropriate for their specific situation and supported by reasonable due diligence.
Are you concerned about investments you made through Robert Jones? If so, reach out to Soreide Law Group online or at (888) 760-6552. Talk to a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the US. Also, our securities lawyers work on a contingency fee basis and advance all costs. Jones and brokerage firms Jones worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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