Investors have reportedly disputed the sales practices of securities broker Christopher Glenn Rogers [CRD: 4453653, Englewood, Colorado], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rogers has been registered with Emerson Equity LLC since May 31, 2022, and with Ridgegate Advisors LLC since September 12, 2025; previously, he was registered with AE Wealth Management LLC from February 13, 2020, to December 23, 2025, and Ridgegate Financial LLC from December 27, 2018, to August 7, 2020. Investors are encouraged to continue reading to find out more about Rogers’s disclosures.
Particularly, a client of Emerson Equity LLC contested Christopher Rogers’s sales practices by filing FINRA Arbitration No. 25-02599 on November 21, 2025. Allegedly, Rogers made misrepresentations, made omissions, breached his fiduciary duty, and was negligent. The claim also alleged breach of contract and violations of FINRA rules and certain state and federal securities laws. It appears that Rogers allegedly caused the client to sustain damages associated with real estate securities. As a result, the client seeks compensation from Emerson Equity LLC or Rogers in the amount of $500,000 in this ongoing matter.
Evidently, on September 8, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-01880 about Christopher Rogers. Mainly, the client alleged that Rogers made unsuitable recommendations. Because of this, the client allegedly incurred damages related to real estate securities. Therefore, the client requested compensation from Emerson Equity LLC or Rogers. This arbitration is pending a resolution.
Did you suffer any investment-related losses because of Christopher Rogers? Get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Rogers and brokerage firms Rogers worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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