The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Corey Johnson (also known as Corey Alexander Johnson) (CRD: 5752206, Melville, New York). Notably, FINRA sanctioned Johnson for discretionary trading. However, Johnson denies the allegations. Read on to learn more about the allegations against Johnson.
Evidently, on March 24, 2021, FINRA issued Case: 2019061906301 sanctioning Corey Johnson for infractions. Specifically, Johnson received a 30-day suspension (April 19, 2021, to May 18, 2021) and a $5,000 fine. Namely, FINRA alleged that Johnson engaged in discretionary trading.
Supposedly, when he worked for Aegis Capital Corp., Johnson traded in client accounts without permission. The regulator alleges that he did not have written authorization from clients to make trades. Also, Aegis Capital Corp. did not accept those accounts as discretionary accounts.
Have you experienced damages by investing with Corey Johnson? You should contact Soreide Law Group at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has helped recover funds for many investors throughout the United States, represents investors like you on a contingency fee basis and advances all costs. Johnson and those firms Johnson worked for deny any and all allegations of sales practice violations.
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