Craig Johnson Involved In Western International Securities Client Breach Of Fiduciary Duty Dispute

Investors have reportedly disputed the sales practices of securities broker Craig Gordon Johnson [CRD: 721657, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Craig Johnson worked for Western International Securities Inc. from March 16, 2015, to June 5, 2025, and has been registered with LPL Financial LLC since June 5, 2025. Investors should continue reading to discover more about disclosures involving this securities broker.

Western International Securities Inc. Investor Accused Johnson Of Breach Of Fiduciary Duty

Particularly, on May 23, 2023, a Western International Securities Inc. client filed Civil Action No. 23STCV11142 concerning Craig Johnson. Primarily, the client alleged that Johnson breached his fiduciary duty. Because of this, the client allegedly incurred damages. Consequently, the client requested compensation from Western International Securities Inc. or Johnson. Evidently, this civil suit was resolved by settlement on December 29, 2023, for $67,500 in damages.

Craig Johnson Disclosed Misrepresentation And Failure To Follow Instructions Allegations By Chase Investment Services Corp. Client

Specifically, a client of Chase Investment Services Corp. disputed Johnson’s sales practices, according to a complaint. Allegedly, Johnson failed to follow instructions and made misrepresentations. It appears that Johnson allegedly caused the client to experience damages relating to variable annuities. Therefore, Chase Investment Services Corp. opted to settle the matter on November 14, 2011, by compensating the client in the amount of $9,022.13.

Johnson Disclosed Unsuitable Recommendations Allegations By Wells Fargo Securities Inc. Client

Notably, a client of Wells Fargo Securities Inc. contested Johnson’s sales practices, according to a complaint. Allegedly, Johnson made unsuitable recommendations. It appears that Johnson allegedly caused the client to sustain damages linked to mutual funds. As a result, Wells Fargo Securities Inc. opted to settle the matter on October 24, 2000, by paying the client $9,919.07.

Were You Impacted By Financial Advisor / Securities Broker Craig Johnson?

Do you have concerns or questions regarding investments you made with Craig Johnson? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Johnson and brokerage firms Johnson worked for deny allegations of sales practice violations.