Soreide Law Group, based in Florida, obtained the following information, available to the public on FINRA’s website, from FNRA’s Disciplinary Actions of September, 2017, regarding Florida broker:
Daniel Joseph Hushek III (CRD #4250117, Bradenton, Florida)
Hushek was assessed a deferred fine of $10,000 and suspended by FINRA for 15 months for allegedly failing to adequately supervise the sales practice of a registered representative who recommended and engaged in unsuitable trading of non-traditional exchange-traded funds (ETFs).
According to FINRA’s findings, Hushek’s alleged supervisory failure, facilitated the representative’s ongoing sales practice violations. As a consequence, the representative’s clients’ accounts sustained realized and unrealized losses of more than $2.4 million.
The suspension is in effect from July 17, 2017, through October 16, 2018.
(FINRA Case#2013035817702)
According to FINRA’s BrokerCheck, Daniel Joseph Hushek III, has been in the securities industry for 14 years and was listed with 5 firms, the most recent listed below:
08/05/2005 - 01/27/2017 G.F. INVESTMENT SERVICES, LLC - SARASOTA, FL
If you were a client of G.F. INVESTMENT SERVICES of Sarasota, Florida, and/or broker Daniel Joseph Hushek III, and experienced losses due to alleged supervisory failure with unsuitable trading of non-traditional echange-traded funds (ETFs), call the Florida-based Soreide Law Group and speak to a lawyer at no-cost regarding the possible recovery of your losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA on a contingency fee basis. Let our many years of experience work for you.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Phone:
Fax: 1-954-760-6553
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