Investors have reportedly disputed the sales practices of securities broker Daniel Lawrence Polansky [CRD: 4580954, Clifton Park, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Polansky worked for American Portfolios Advisors Inc. and American Portfolios Financial Services Inc. from March 2018 to October 2024, and he has been registered with Osaic Wealth Inc. since October 11, 2024. Read below to learn more about Polansky’s disclosures.
Evidently, on March 27, 2025, an American Portfolios Financial Services Inc. client filed a complaint about Daniel Polansky. Mainly, the client alleged that Polansky mismanaged the portfolio, failed to follow instructions, charged excessive fees, and made poor recommendations involving collateralized non-purpose loans, treasuries, variable annuities, asset-backed bonds, government bonds, stocks, and life insurance products. For this reason, the client allegedly sustained damages on those products. Therefore, the client requested more than $5,000 in compensation from American Portfolios Financial Services Inc. or Polansky.
Notably, a client of American Portfolios Financial Services Inc. disputed Daniel Polansky’s sales practices, according to a complaint. Allegedly, Polansky made unsuitable recommendations. It appears that Polansky allegedly caused the investor to sustain damages connected to asset-backed bonds, government bonds, and stocks. Consequently, American Portfolios Financial Services Inc. opted to settle the matter on August 20, 2025, by compensating the client in the amount of $69,000.
Also, a client filed a complaint about Daniel Polansky. Primarily, the client alleged that Polansky made omissions about risks. Because of this, the client allegedly incurred damages relating to over-the-counter equities. As a result, on February 2, 2017, Wells Fargo Advisors settled this matter by paying the client $20,000 in damages.
Are you concerned regarding investments you made with Daniel Polansky? You can contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Polansky and brokerage firms Polansky worked for deny allegations of sales practice violations.
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