One or more investors might have sustained losses due to securities broker David Griswold Curry [CRD: 4506561, Atlanta, Georgia], based on publicly available information reported on FINRA BrokerCheck. David Curry joined Arkadios Capital on March 10, 2017. He also joined EPG Wealth Management LLC on June 3, 2019. Both firms are located in Atlanta, Georgia. See the following information to discover more about Curry’s pending arbitration dispute involving allegations of unsuitable investment recommendations.
Arkadios Capital Investor Accused Curry Of Unsuitable Recommendations
Evidently, an Arkadios Capital client filed FINRA Arbitration No. 25-00391 about David Curry. The client alleged that Curry made unsuitable recommendations. For this reason, the client allegedly sustained damages on private placements. Consequently, on April 21, 2025, this matter became a pending arbitration case with FINRA. The client requested $500,000.00 in damages in this ongoing matter.
What Are Unsuitable Recommendations Of Private Placements?
When a securities broker or financial advisor makes unsuitable recommendations, they are accused of suggesting investments that do not align with a client’s financial goals, risk tolerance, or investment experience. In the case of private placements—investments not sold publicly and often lacking liquidity or regulatory oversight—this type of recommendation can be particularly harmful if the investor is not well-versed or financially positioned to take on the risk. Such allegations may suggest that the broker prioritized commission or other motives over the client’s best interest.
Were You Impacted By Securities Broker / Financial Advisor David Curry?
Are you concerned regarding investments you made with David Curry? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery. Soreide Law Group has helped to recoup losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Curry and brokerage firms Curry worked for deny accusations of sales practice violations.