One or more investors might have sustained losses due to securities broker David Griswold Curry [CRD: 4506561, Atlanta, Georgia], based on publicly available information reported on FINRA BrokerCheck. David Curry joined Arkadios Capital on March 10, 2017. He also joined EPG Wealth Management LLC on June 3, 2019. Both firms are located in Atlanta, Georgia. See the following information to discover more about Curry’s pending arbitration dispute involving allegations of unsuitable investment recommendations.
Evidently, an Arkadios Capital client filed FINRA Arbitration No. 25-00391 about David Curry. The client alleged that Curry made unsuitable recommendations. For this reason, the client allegedly sustained damages on private placements. Consequently, on April 21, 2025, this matter became a pending arbitration case with FINRA. The client requested $500,000.00 in damages in this ongoing matter.
When a securities broker or financial advisor makes unsuitable recommendations, they are accused of suggesting investments that do not align with a client’s financial goals, risk tolerance, or investment experience. In the case of private placements—investments not sold publicly and often lacking liquidity or regulatory oversight—this type of recommendation can be particularly harmful if the investor is not well-versed or financially positioned to take on the risk. Such allegations may suggest that the broker prioritized commission or other motives over the client’s best interest.
Are you concerned regarding investments you made with David Curry? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery. Soreide Law Group has helped to recoup losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Curry and brokerage firms Curry worked for deny accusations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com