James Walesa (CRD 1061209) has settled several customer disputes and faces pending arbitration claims, according to his FINRA BrokerCheck report. The disputes involve his work at Arkadios Capital and Triad Advisors.

Investors potentially experienced sales practice violations by securities broker Jeffery Larry Akers [CRD: 4276796, Forest Hill, Maryland], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Akers worked for Kalos Capital Inc. from February 28, 2006, to September 30, 2022, and has worked for Arkadios Capital since August 16, 2022. See the […]

Investors apparently complained about securities broker Ehud Gersten (also known as Gersten Ehud) [CRD: 7066119, Ann Arbor, Michigan], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gersten has been registered with Concorde Investment Services LLC since August 19, 2025, and previously worked for Concorde Asset Management LLC from August 19, 2025, […]

Investors might have sustained losses due to securities broker Ronald Norman York Jr. [CRD: 4308987, Wall, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. York worked for Triad Advisors LLC from March 21, 2014, to April 30, 2019, and he has been registered with Arkadios Capital and Arkadios Wealth Advisors since […]

Investors have reportedly disputed the sales practices of securities broker Debra L. Biosca (also known as Debra Rathje) [CRD: 4584010, Arlington Heights, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biosca worked for Arkadios Capital from September 4, 2019, to August 18, 2025, and previously worked for Triad Advisors LLC from […]

Investors have reportedly disputed the sales practices of securities broker Michael Jerome Lickiss Jr. [CRD: 5135936, Danville, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Lickiss worked for Purshe Kaplan Sterling Investments from July 3, 2024, to January 13, 2025; Arkadios Capital from December 6, 2021, to July 5, […]

Investors apparently complained about securities broker Blake Edward Fellows [CRD: 4374810, Leesburg, Virginia], based on disclosures on FINRA BrokerCheck. Evidently, Fellows has been registered with Arkadios Capital since June 13, 2023, Wealthcare Capital Partners LLC since July 12, 2024, and Wealthcare Advisory Partners LLC since March 5, 2015. Previously, Fellows worked for Coastal Equities Inc. […]

One or more investors might have sustained losses due to securities broker David Griswold Curry [CRD: 4506561, Atlanta, Georgia], based on publicly available information reported on FINRA BrokerCheck. David Curry joined Arkadios Capital on March 10, 2017. He also joined EPG Wealth Management LLC on June 3, 2019. Both firms are located in Atlanta, Georgia. […]

Investors might have sustained losses due to securities broker Jeffrey Tyler Shaver [CRD: 2675592, Atlanta, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Shaver worked for Arkadios Capital from March 21, 2017, to March 25, 2022. Keep reading to learn more about Shaver’s disclosures. Jeffrey Shaver Disclosed Negligence, Overconcentration Allegations By […]