Investor Dispute About David Dunfee

Investors have come forward with complaints about David Aubrey Dunfee (CRD: 2607525, Bangor, Maine). Evidently, the securities broker, who worked for Key Investment Services LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Key Investment Services LLC clients allege unsuitable recommendations. For more on these disclosures about Dunfee, see below.

Key Investment Services LLC Investor Accused Dunfee Of Exploitation

Also, a Key Investment Services LLC client filed FINRA Arbitration: 21-01070 about David Dunfee. Namely, the client alleged they were financially exploited. Because of this, the client allegedly sustained damages on variable annuities. Therefore, on February 28, 2022, Key Investment Services LLC settled this matter by paying the client $210,000 in damages.

Key Investment Services LLC Investor Accused David Dunfee Of Unauthorized Trading

Specifically, a client of Key Investment Services LLC contested David Dunfee’s sales practices, according to a complaint. Allegedly, Dunfee engaged in unauthorized trading and made unsuitable recommendations. Supposedly, Dunfee caused the client to sustain damages on variable annuities. Therefore, Key Investment Services LLC opted to settle the matter on March 12, 2019.

McDonald Investments Inc. Investor Accused Dunfee Of Misrepresentation

Particularly, on April 2, 2004, a McDonald Investments Inc. client filed a complaint about David Dunfee. Namely, the client alleged that Dunfee made misrepresentations. Because of this, the client allegedly sustained damages on mutual funds. Therefore, the client requested $5,767 in compensation from McDonald Investments Inc. or Dunfee. Evidently, this complaint is pending a resolution.

Dunfee Employment Information

• Dunfee has worked for Key Investment Services LLC in Bangor, Maine as a securities broker since January 3, 2006.

• Dunfee has worked for Key Investment Services LLC in Bangor, Maine as a financial advisor since January 4, 2006.

• Dunfee worked for McDonald Investments Inc. in Bangor, Maine as a financial advisor from September 30, 2002, to December 31, 2005.

Damages Resulting From Key Investment Services LLC Securities Broker David Dunfee?

Did you suffer losses from investing with David Dunfee? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a potential recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Dunfee and brokerage firms Dunfee worked for deny any and all allegations of sales practice violations.