Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker David Dean Glienke [CRD: 5502866, Westlake Village, California].
David Glienke has been employed by Western International Securities, Inc. since May 28, 2008, where he is registered as both a broker and an investment adviser representative. Recent disclosures raise concerns about Glienke’s conduct, including allegations of unsuitable recommendations and misrepresentation.
On September 11, 2024, a client of Western International Securities filed a complaint alleging that David Glienke made an unsuitable investment recommendation and provided misleading information. The dispute involves corporate debt securities and alleges damages of $200,000. This matter is currently pending resolution through FINRA Arbitration (Case No. 24-01839).
On December 18, 2023, another client of Western International Securities filed a complaint alleging that David Glienke misrepresented an investment. The dispute also involves corporate debt securities and alleges damages of $100,000. This matter remains unresolved and is pending under FINRA Arbitration (Case No. 23-03504).
Looking for more information about David Glienke? If so, reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney. The team at Soreide Law Group works on a contingency basis, advances costs as needed, and assists investors across the country with recovering losses from sales practice misconduct. Glienke and the firms he has worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
Phone:
Fax: 1-954-760-6553
Email: [email protected]