David Goldstein In Western International Client Disputes About Misrepresentation

Investors reportedly may have incurred losses due to securities broker B. David Goldstein [CRD: 1718066, Rancho Mirage, California], according to disclosures on FINRA BrokerCheck. It appears that Goldstein worked for Western International Securities Inc. from May 29, 2015, to June 22, 2022. He is currently registered with Osaic Wealth Inc. since June 14, 2024, and WealthPlan Partners since June 30, 2022. Keep reading to learn more about the client disputes involving Goldstein.

Investor Accused Goldstein Of Misrepresentation

Evidently, a Western International Securities Inc. client filed FINRA Arbitration No. 24-00718 about David Goldstein. The client alleged that Goldstein made misrepresentations. Because of this, the client allegedly sustained damages on corporate bonds. As a result, on November 29, 2024, Western International Securities Inc. settled this matter by paying the client $34,902.84 in damages.

David Goldstein Disclosed Negligence Allegations By Western International Securities Inc. Client

Also, a client of Western International Securities Inc. contested David Goldstein’s sales practices by filing FINRA Arbitration No. 23-01777. Allegedly, Goldstein was negligent and made misrepresentations about corporate bonds. Therefore, Western International Securities Inc. opted to settle the matter on April 8, 2024, by compensating the client in the amount of $26,000.

Western International Securities Inc. Investor Accused Goldstein Of Misrepresentations

Specifically, a Western International Securities Inc. client filed FINRA Arbitration: FINRA Arbitration No. 23-00804 about David Goldstein. The client alleged that Goldstein was negligent and made misrepresentations. Because of this, the client allegedly sustained damages on corporate bonds. Consequently, on February 8, 2024, Western International Securities Inc. settled this matter by paying the client $30,000 in damages.

David Goldstein Disclosed Omissions, Misrepresentations Allegations By Western International Securities Inc. Client

Also, a client of Western International Securities Inc. contested David Goldstein’s sales practices by filing FINRA Arbitration: FINRA Arbitration No. 22-01794. Allegedly, Goldstein made unsuitable recommendations and misrepresentations and omissions of material fact concerning corporate bonds. As a result, Western International Securities Inc. opted to settle the matter on June 29, 2023, by compensating the client in the amount of $76,273.

Western International Securities Involved In Dispute Over Unsuitable Recommendations

Particularly, a Western International Securities Inc. client filed FINRA Arbitration No. 22-01689 about David Goldstein. The client alleged that Goldstein made misrepresentations, made unsuitable recommendations, and made omissions of material fact. Because of this, the client allegedly sustained damages on corporate bonds. Therefore, on September 27, 2023, Western International Securities Inc. settled this matter by paying the client $41,337.92 in damages.

David Goldstein Disclosed Negligence Allegations By Western International Securities Client

Specifically, a client of Western International Securities Inc. contested David Goldstein’s sales practices by filing FINRA Arbitration No. 22-02271. Allegedly, Goldstein was negligent. Supposedly Goldstein caused the client to sustain damages on corporate bonds. Therefore, Western International Securities Inc. opted to settle the matter on December 14, 2023, by compensating the client in the amount of $40,000.

Were You Impacted By Securities Broker Goldstein?

Do you have questions about investing through David Goldstein? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney. Soreide Law Group has recovered losses for investors throughout the country, works on a contingency fee basis, and advances all costs. Goldstein and brokerage firms Goldstein worked for deny any allegations of sales practice violations.