David Griffith Involved In LifeMark Securities Corp. Investor Dispute About Breach Of Fiduciary Duty

Investors apparently complained about securities broker David Kristopher Griffith [CRD: 3072664, Utica, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Griffith has been registered with LifeMark Securities Corp. since May 12, 2015, and has also been registered with LifeMark Securities Corp. as a financial advisor since October 2, 2015. Read on to find out more about Griffith’s disclosures.

LifeMark Investor Accused Griffith Of Negligence, Breach Of Contract

Notably, on November 19, 2025, a LifeMark Securities Corp. client filed FINRA Arbitration No. 25-02070 about David Griffith. Mainly, the client alleged that Griffith was negligent, breached his fiduciary duty, breached a contract, made unsuitable recommendations, and failed to perform due diligence. For this reason, the client allegedly sustained damages related to real estate securities, corporate bonds, and stocks. Consequently, the client requested $475,000 in compensation from LifeMark Securities Corp. or Griffith. BrokerCheck shows that this arbitration awaits a resolution.

David Griffith Disclosed Misrepresentation Allegations By LifeMark Client

Also, a client of LifeMark Securities Corp. contested Griffith’s sales practices by filing FINRA Arbitration No. 24-02580 on December 16, 2024. Allegedly, Griffith breached his fiduciary duty, made unsuitable recommendations, was negligent, made misrepresentations, and breached a contract. It appears that Griffith allegedly caused the client to sustain damages connected to corporate bonds. As a result, the client seeks compensation from LifeMark Securities Corp. or Griffith in the amount of $50,000 in compensatory damages and $150,000 in punitive damages in this ongoing matter.

LifeMark Securities Corp. Investor Accused Griffith Of Failure To Perform Due Diligence

Particularly, a LifeMark Securities Corp. client filed FINRA Arbitration No. 24-02287 about David Griffith. Primarily, the client alleged that Griffith made misrepresentations, was negligent, failed to perform due diligence, and made unsuitable recommendations. Because of this, the client allegedly incurred damages linked to corporate bonds. Therefore, on October 20, 2025, LifeMark Securities Corp. settled this matter by paying the client $60,000 in damages.

David Griffith Disclosed Unsuitable Recommendations Allegations By LifeMark Securities Corp. Client

Additionally, a client of LifeMark Securities Corp. disputed Griffith’s sales practices by filing FINRA Arbitration No. 24-00538. Allegedly, Griffith was negligent, failed to perform due diligence, made misrepresentations, and made unsuitable recommendations. It appears that Griffith allegedly caused the client to sustain damages associated with corporate bonds. Consequently, on May 20, 2025, FINRA Arbitrators issued an Award to the client in the amount of $133,835.31.

Have You Made Investments Through Financial Advisor / Securities Broker Griffith?

Are you concerned about investments you made through David Griffith? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Griffith and brokerage firms Griffith worked for deny allegations of sales practice violations.