August 18, 2023

Investors File Disputes About David Hutchinson

Soreide Law Group is investigating possible investor claims against securities broker David Lee Hutchinson [CRD: 2918290, Bellevue, Washington]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Equitable Advisors LLC. Notably, investors allege sales practice violations, including misrepresentations. Here is a brief summary of the disclosures about Hutchinson. Remember that the broker denies the accusations against him.

Hutchinson Discloses Misrepresentation Allegations By Equitable Advisors LLC Client

Specifically, a client of Equitable Advisors LLC contested David Hutchinson’s sales practices, according to a complaint dated August 8, 2022. Allegedly, Hutchinson made misrepresentations. Supposedly, Hutchinson caused the client to sustain damages on mutual funds. Therefore, the client sought compensatory relief from Equitable Advisors LLC or Hutchinson. However, the securities firm and broker denied this complaint.

AXA Advisors Inc. Investor Accused David Hutchinson Of Omissions

Also, an AXA Advisors Inc. client filed a complaint about David Hutchinson. Namely, the client alleged that Hutchinson made omissions and made unsuitable recommendations. Because of this, the client allegedly sustained damages on mutual funds and variable annuities. Therefore, on October 26, 2005, AXA Advisors Inc. settled this matter by paying the client compensation.

Employment Information

David Hutchinson worked for Equitable Advisors LLC as a securities broker since July 1997 and as a financial advisor since March 2004.

Did Equitable Advisors LLC Securities Broker David Hutchinson Cause You To Experience Damages?

Did you experience losses because of David Hutchinson? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group, who has helped recover money for investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Hutchinson and brokerage firms Hutchinson worked for deny accusations of sales practice violations.

Recent Posts

May 18, 2024
Richard Brown Involved In Summit Investor Disputes

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Richard W. Brown [CRD: 1595628, Fort Myers, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown worked for Summit Brokerage Services from May 2, 2003, to September 20, 2019. Continue reading to learn more […]

May 18, 2024
Richard Miller Facing Ameriprise Client Disputes About Unsuitable Trading

Investors might have sustained losses due to securities broker Richard Ray Miller (also known as Rick Miller) [CRD: 2529324, Shelton, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Richard Miller joined Ameriprise Financial Services LLC on September 21, 1994. Continue reading to learn more about Richard Miller's disclosures and the allegations […]

May 17, 2024
Richard Belline Involved In Investor Fee Disputes

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Richard Lance Belline [CRD: 2432737, Rogers, Arkansas], based on the disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Belline worked for Equitable Advisors LLC from December 14, 1993, to October 18, 2023. Continue reading to learn […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2022 Soreide Law Group, PLLC  |  All Rights Reserved
linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram