Brad Joseph Katzer (CRD: 6627091), a securities broker based in Port Washington, Wisconsin, was named in a client complaint alleging investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Katzer has been registered with Equitable Advisors LLC as a broker since October 2, 2017, and as a financial advisor since May 9, 2018. Here’s […]

Ethan Michael Elmore (CRD: 7263040), a securities broker based in San Francisco, California, disclosed a pending client complaint involving allegations of financial harm, according to the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Elmore has worked for Equitable Advisors LLC as a broker since September 28, 2020, and as a financial advisor since November 6, […]

Jonathan Evans Varelas [CRD: 7326567], a broker based in River Vale, New Jersey, disclosed a client complaint, according to BrokerCheck . He has worked with LPL Financial LLC since May 26, 2026. He has also worked with Sterling Legacy Advisors Inc. since February 6, 2026. Before that, Varelas was registered with Equitable Advisors LLC as […]

Investors potentially experienced sales practice violations by securities broker John Patrick Hoile (also known as Jack Hoile) [CRD: 3235563, Raleigh, North Carolina], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hoile has worked for Wells Fargo Clearing Services and Wells Fargo Advisors since October 6, 2017; the disclosures also identify Equitable […]

Investors apparently complained about securities broker Meen Ho Rhu [CRD: 2233178, Englewood Cliffs, New Jersey], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rhu worked for Equitable Advisors LLC from May 28, 1992, to the present as a securities broker and from July 30, 2002, to the present as a financial advisor. […]

Investors might have sustained losses due to securities broker George Portilla (also known as Jorge Portilla) [CRD: 2222382, Miami Lakes, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Portilla worked for Equitable Advisors LLC from March 31, 1992, to March 9, 2021. See below to discover more about the disclosures involving […]

Investors potentially experienced sales practice violations by securities broker Diana Chernyhovsky (also known as Diana Thernihovsky) [CRD: 4726460, Vernon Hills, Illinois], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chernyhovsky worked for Equitable Advisors LLC from January 22, 2004, to the present as a broker and since September 23, 2005, as […]

Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures […]

Investors might have sustained losses due to securities broker Michael Vernon Biggs (also known as Mike Biggs) [CRD: 1697481, Clarksville, Tennessee], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biggs worked for Equitable Advisors LLC since January 18, 2008. Investors are encouraged to continue reading to find out more about the […]