Investors have come forward with complaints about securities broker David Kimbler (CRD: 1132791, Ferndale, Washington). Evidently, the securities broker, who worked for Securities America Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Securities America Inc. clients allege that Kimbler withdrew client funds without authorization and engaged in unauthorized trading. For more on these disclosures about Kimbler, see below.
Kimbler Discloses Unauthorized Withdrawal Allegations By Securities America Inc. Client
Supposedly, on November 14, 2022, a Securities America Inc. client filed a complaint about David Kimbler. Namely, the client alleged that Kimbler withdrew client funds without authorization and engaged in unauthorized trading. Because of this, the client allegedly sustained damages. Therefore, the client requested compensation from Securities America Inc. or Kimbler. However, the securities firm denied this complaint.
Pruco Securities Investor Accuses David Kimbler Of Wrong Account
Also, a Pruco Securities client filed a complaint about David Kimbler. Namely, the client alleged that Kimbler caused the client's funds to be placed in a taxable brokerage account instead of a rollover IRA. Because of this, the client allegedly sustained damages on mutual funds. Therefore, on September 20, 2004, Pruco Securities settled this matter by paying the client $33,893 in damages.
Kimbler Discloses Omissions Allegations By Pruco Securities Client
Specifically, a client of Pruco Securities contested David Kimbler’s sales practices, according to a complaint dated August 29, 2003. Allegedly, Kimbler made omissions regarding surrender charges. Supposedly, Kimbler caused the client to sustain damages on life insurance policies. Therefore, the client requested compensation from Pruco Securities or Kimbler in the amount of $14,832.73. However, the securities firm denied this complaint.
Pruco Securities Investor Accuses David Kimbler Of Omissions
Supposedly, on May 23, 2002, a Pruco Securities client filed a complaint about David Kimbler. Namely, the client alleged that Kimbler made omissions. Because of this, the client allegedly sustained damages. Therefore, the client requested $30,483.88 in compensation from Pruco Securities or Kimbler. However, the securities firm denied this complaint.
- Kimbler has worked for LPL Financial LLC in Ferndale, Washington, as a securities broker since August 10, 2022.
- Kimbler has worked for LPL Financial LLC in Ferndale, Washington, as a financial advisor since August 10, 2022.
- Kimbler worked for Securities America Advisors Inc. in Ferndale, Washington, as a financial advisor from November 6, 2020, to August 15, 2022.
- Kimbler worked for Securities America Inc. in Ferndale, Washington, as a securities broker from November 6, 2020, to August 15, 2022.
Damages Resulting From Securities America Inc. Securities Broker David Kimbler?
Did you sustain damages through David Kimbler? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with an investment lawyer about a possible recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents investors on a contingency fee basis and advances all costs. Kimbler and brokerage firms Kimbler worked for deny accusations against them.
