John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is investigating possible investor claims against securities broker David Michael Murray [CRD#: 1870050, New York, New York]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Laidlaw Company (UK) Ltd. and HD Brous Co. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitability, excessive trading, and overconcentration. Here is a brief summary of the disclosures about Murray. However, please note that the securities broker denies the allegations.
Evidently, a client of Laidlaw Company (UK) Ltd. contested David Murray's sales practices by filing FINRA Arbitration #: 20-03892 on December 11, 2020. Notably, accusations against the securities broker include unsuitability, excessive trading, and overconcentration. Allegedly, the stocks and over-the-counter equities transactions that Murray sold or recommended resulted in damages. Therefore, Laidlaw Company (UK) Ltd. opted to settle the matter on June 10, 2022, by compensating the client in the amount of $30,000.01.
Also, on June 15, 2000, an HD Brous Co. client filed Civil Suit#: CV 00-00514 VAP about David Murray. Specifically, the client alleged unauthorized transactions. Because of this, the client allegedly sustained damages relating to purchases or sales of over-the-counter equities. Therefore, on March 20, 2001, HD Brous Co. settled this matter by paying the client $79,452. Still, the broker denies the allegations against him.
Evidently, on March 31, 1999, an HD Brous Co. client filed a complaint about David Murray. Specifically, the client alleged unauthorized trading. Because of this, the client allegedly sustained damages relating to purchases or sales of equities. Therefore, on April 8, 1999, HD Brous Co. settled this matter by paying the client $21,000.
Moreover, a client of HD Brous Co. contested David Murray's sales practices, according to a complaint dated April 16, 2001. Notably, accusations against the securities broker include misrepresentation. Allegedly, the over-the-counter equities that Murray sold or recommended resulted in damages. Therefore, the client requested compensatory relief from HD Brous Co. or Murray in the amount of $46,744.65. However, the firm denied this dispute on June 11, 2001.
Have you experienced damages by investing with David Murray? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Murray and the brokerage firms Murray has associated with deny any and all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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