The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Todd Anthony Cirella (CRD: 2396336, Melville, New York). Not only has FINRA sanctioned Cirella for making unsuitable recommendations, but investors disputed the sales practices of the securities broker. However, Cirella denies the allegations. Read on to learn more about the allegations against Cirella. […]

Investors have come forward with complaints about Kumail Abbas (also known as Ken Abbas) (CRD: 5722935, Melville, New York). Particularly, the securities broker, who worked for Laidlaw Company (UK) Ltd., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Laidlaw Company (UK) Ltd. clients allege that Abbas engaged in excessive trading, charged excessive […]

FINRA reports allegations of sales practice violations by securities broker Steven Mackie Woods AKA Steven Woods [CRD#: 5715598, New York, New York]. Evidently, clients disputed the sales practices of the securities broker, who worked for Laidlaw Company (UK) Ltd. However, Woods denies the allegations of sales practice violations. Read on to learn more about the […]

Soreide Law Group is investigating possible investor claims against securities broker David Michael Murray [CRD#: 1870050, New York, New York]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Laidlaw Company (UK) Ltd. and HD Brous Co. Evidently, one or more clients allege sales practice violations in […]

Customers File Claims Against Laidlaw & Company For Churning Laidlaw & Company (UK) Ltd. (CRD#: 119037, New York, New York) is a Financial Industry Regulatory Authority (“FINRA”) member brokerage firm who has reported five regulatory events in regard to allegations of its violations of investment-related regulations or rules. Also, Laidlaw & Company has disclosed at […]

FINRA Fines Laidlaw & Company Ltd. Laidlaw & Company Ltd. (CRD #119037, New York, New York) is a broker-dealer registered with the Financial Industry Regulatory Authority (“FINRA”) that submitted a Letter of Acceptance, Waiver and Consent, resulting in FINRA imposing a censure and $25,000.00 fine to resolve allegations that Laidlaw failed to supervise its registered […]

Soreide Law Group, PLLC, is currently investigating claims on behalf of investors in the following firms regarding stock/securities losses: Laidlaw & Company, with locations throughout the United States and the UK, First Midwest Securities, Inc. (FMSI) established in Wisconsin in 1989, FMSI has since relocated to Bloomington, Illinois, Obsidian Financial Group, with offices in New York and […]

Soreide Law Group, PLLC,  is currently investigating claims against Laidlaw & Company stock broker, Joseph Fedorko, Stamford, CT.  Joseph Fedorko, listed as "managing director" of Laidlaw & Company's Stamford, CT, branch, has eight customer complaints on his record with three more pending complaints.  Joseph Fedorko has been with Laidlaw & Company since May, 2009. Securities Attorney, Lars Soreide, […]