John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors potentially incurred losses because of securities broker David Brien Perkins [CRD: 1824251, Raleigh, North Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Perkins has been registered with Hatteras Capital Distributors LLC since June 20, 2007, and with Hatteras Investment Partners LP since January 5, 2018. Investors should keep reading to learn more about disclosures involving Perkins.
Particularly, on December 6, 2024, a Hatteras Investment Partners client filed Civil Action No. 2024-1264-JTL about David Perkins. Primarily, the client alleged that Perkins breached his fiduciary duty and breached a contract. Because of this, the client allegedly experienced damages. As a result, the client requested compensation from Hatteras Investment Partners or Perkins. This civil suit is pending a resolution in the Court of Chancery for the State of Delaware.
Specifically, on December 4, 2024, a Hatteras Investment Partners client filed Civil Action No. 24CV038870-910 about David Perkins. Mainly, the client alleged that Perkins breached his fiduciary duty. For this reason, the client allegedly incurred damages. Consequently, the client requested compensation from Hatteras Investment Partners or Perkins. This civil suit is pending a resolution.
Evidently, on April 29, 2024, a Hatteras Investment Partners client filed Civil Action No. 202427365 concerning Perkins. The client alleged that Perkins breached his fiduciary duty and breached a contract. For this reason, the client allegedly sustained damages. Therefore, the client requested compensation from Hatteras Investment Partners or Perkins. It appears that this civil suit is pending a resolution in the District Court of Harris County, Texas.
Particularly, a client of Hatteras Investment Partners disputed David Perkins’s sales practices by filing Civil Action No. 2025-0548 on May 16, 2025. Allegedly, Perkins breached his fiduciary duty and engaged in unjust enrichment. It appears that Perkins allegedly caused the client to incur damages. Therefore, the client seeks compensation from Hatteras Investment Partners or Perkins in this ongoing matter.
Do you need clarification on any investment losses relating to David Perkins? Contact Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Perkins and brokerage firms Perkins worked for deny allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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