Investors have reportedly disputed the sales practices of securities broker Derek Robert Taylor [CRD: 5214675, Ashland, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Derek Taylor worked for The Huntington Investment Company beginning March 29, 2010, and later registered as a financial advisor with Huntington Financial Advisors starting July 3, 2013. Investors should review the information below to find out more about the disclosures involving Taylor.
Notably, on April 4, 2024, a The Huntington Investment Company client filed a written complaint about Derek Taylor. Primarily, the client alleged that Taylor represented REITs as having a shorter duration than they ultimately did. For this reason, the client allegedly incurred damages related to real estate securities. As a result, the client requested damages exceeding $5,000 from The Huntington Investment Company or Taylor. This matter was denied on May 23, 2024.
Also, on July 13, 2023, a The Huntington Investment Company client filed a complaint about Derek Taylor. Mainly, the client alleged that Taylor made unsuitable recommendations. Because of this, the client allegedly experienced damages associated with real estate securities. Consequently, the client requested $25,000 in compensation from The Huntington Investment Company or Taylor. The matter was settled on December 20, 2023, for $4,642.63.
Did you experience losses because of Derek Taylor? You can contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Taylor and the brokerage firms Taylor worked for deny accusations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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