Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors have reportedly disputed the sales practices of securities broker Derek Robert Taylor [CRD: 5214675, Ashland, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Derek Taylor worked for The Huntington Investment Company beginning March 29, 2010, and later registered as a financial advisor with Huntington Financial Advisors starting July 3, 2013. Investors should review the information below to find out more about the disclosures involving Taylor.
Notably, on April 4, 2024, a The Huntington Investment Company client filed a written complaint about Derek Taylor. Primarily, the client alleged that Taylor represented REITs as having a shorter duration than they ultimately did. For this reason, the client allegedly incurred damages related to real estate securities. As a result, the client requested damages exceeding $5,000 from The Huntington Investment Company or Taylor. This matter was denied on May 23, 2024.
Also, on July 13, 2023, a The Huntington Investment Company client filed a complaint about Derek Taylor. Mainly, the client alleged that Taylor made unsuitable recommendations. Because of this, the client allegedly experienced damages associated with real estate securities. Consequently, the client requested $25,000 in compensation from The Huntington Investment Company or Taylor. The matter was settled on December 20, 2023, for $4,642.63.
Did you experience losses because of Derek Taylor? You can contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Taylor and the brokerage firms Taylor worked for deny accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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