VFinance Investments, Inc., is listed on FINRA's BrokerCheck as having total of 22 "Disclosure Events:" 17 are Regulatory Events, and 5 are Arbitrations
A disclosure events is described by FINRA as "certain criminal matters, regulatory actions, civil judicial proceedings, and financial matters in which the brokerage firm or one of its control affiliates has been involved."
VFinance Investments, Inc., has been in business since 1998.
VFINANCE INVESTMENTS, INC
CRD# 44962
SEC# 8-50898
Main Office Location
1200 N. FEDERAL HIGHWAY
SUITE 400
BOCA RATON, FL 33432
If you or a loved one have suffered financial losses due to your broker/dealer’s recommendations at VFinance Investments, Inc., of Boca Raton, FL, call Soreide Law Group for a free consultation with an attorney: 888-760-6552.
Investors potentially experienced sales practice violations by securities broker Samuel Hughes Butterworth III (also known as Sam Butterworth) [CRD: 2793567, Austin, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Butterworth has worked for Merrill Lynch since October 23, 2009. Read on to find out more about Butterworth’s client-dispute disclosures. Sam Butterworth Disclosed […]
Investors apparently complained about securities broker Duvan Ledbetter Brock [CRD: 1632101, Calhoun, Georgia], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brock was registered with Dempsey Lord Smith LLC as a securities broker from August 24, 2009, to November 21, 2025, and as a financial advisor from August 26, 2009, to […]
Investors potentially incurred losses because of securities broker Juan Pablo Rionda [CRD: 2363399, Delray Beach, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rionda has been registered with Merrill Lynch as a securities broker since September 10, 1993, and as a financial advisor since September 16, 1993. See below to discover […]
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