In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
VFinance Investments, Inc., is listed on FINRA's BrokerCheck as having total of 22 "Disclosure Events:" 17 are Regulatory Events, and 5 are Arbitrations
A disclosure events is described by FINRA as "certain criminal matters, regulatory actions, civil judicial proceedings, and financial matters in which the brokerage firm or one of its control affiliates has been involved."
VFinance Investments, Inc., has been in business since 1998.
VFINANCE INVESTMENTS, INC
CRD# 44962
SEC# 8-50898
Main Office Location
1200 N. FEDERAL HIGHWAY
SUITE 400
BOCA RATON, FL 33432
If you or a loved one have suffered financial losses due to your broker/dealer’s recommendations at VFinance Investments, Inc., of Boca Raton, FL, call Soreide Law Group for a free consultation with an attorney: 888-760-6552.
In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Centaurus Financial appears as the firm on a pending customer arbitration against Brett Ewing (CRD 2904608). The customer filed it on September 14, 2026. According to BrokerCheck, the customer alleges that Ewing recommended unsuitable, illiquid investments from February 2016 through February 2019. Ewing denies the allegations, and no arbitrator has ruled.
FINRA found that Eric Kleiner (CRD 4135180) refused to provide documents and information it requested during an investigation. Without admitting or denying the findings, Kleiner consented to the sanction and to the entry of findings.
Phone:
Fax: 1-954-760-6553
Email: [email protected]