Soreide Law Group, PLLC, has launched an investigation into the suspended Idaho broker, Vincenzo (Vince) Covino. Covino was employed at Legacy Wealth Management Group in Boise, and Prospera Financial Services. Covino was with LPL Financial until 2009.
Vince Covino was fined and suspended by FINRA for borrowing hundreds of thousands of dollars from a client, a violation of his firm's policies and the NASD (National Association Of Securities Dealers) rules as well.
Covino also has two FINRA complaints filed by more than 20 former clients who allege that Covino may have gotten them into unsuitable investments for their portfolios, putting their investments at risk, and resulting in losses.
Vince Covino has prior complaints relating to the sale of insurance and REITs (Real Estate Investment Trusts).
If you invested with Vincenzo (Vince) Covino, Prospera Financial Services, Legacy Wealth Management Group, VSR Financial Services, LPL Financial, or Beneficial Life Insurance, call and speak at no charge to a securities attorney who may potentially help you recover your losses. Call 888-760-6552, or visit https://www.securitieslawyer.com.
Soreide Law Group, PLLC, representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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