Investors potentially experienced sales practice violations by securities broker Dimitrios Kosmo Michelis [CRD: 2920152, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Michelis worked for UBS Financial Services Inc. from June 24, 2011, to September 10, 2025. Read on to discover more about Michelis’s disclosures.
Particularly, on August 15, 2025, a UBS Financial Services Inc. client filed a complaint about Dimitrios Michelis. Mainly, the client alleged misrepresentations, selling away, and unsuitable recommendations. For this reason, the client allegedly incurred damages connected to real estate investment trusts. Therefore, the client requested $2,016,098 in compensation from UBS Financial Services Inc. or Michelis.
Evidently, a client of UBS Financial Services Inc. contested Dimitrios Michelis’s sales practices, based on a complaint dated August 15, 2025. Allegedly, Michelis made misrepresentations and unsuitable recommendations, and engaged in selling away. It appears that Michelis allegedly caused the client to sustain damages associated with real estate investment trusts. As a result, the client sought compensation from UBS Financial Services Inc. or Michelis in the amount of $3,790,000 in this matter.
Are you concerned regarding investments you made with Dimitrios Michelis? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Michelis and brokerage firms Michelis worked for deny allegations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com