Investors potentially experienced sales practice violations by securities broker Dimitrios Kosmo Michelis [CRD: 2920152, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Michelis worked for UBS Financial Services Inc. from June 24, 2011, to September 10, 2025. Read on to discover more about Michelis’s disclosures.
Particularly, on August 15, 2025, a UBS Financial Services Inc. client filed a complaint about Dimitrios Michelis. Mainly, the client alleged misrepresentations, selling away, and unsuitable recommendations. For this reason, the client allegedly incurred damages connected to real estate investment trusts. Therefore, the client requested $2,016,098 in compensation from UBS Financial Services Inc. or Michelis.
Evidently, a client of UBS Financial Services Inc. contested Dimitrios Michelis’s sales practices, based on a complaint dated August 15, 2025. Allegedly, Michelis made misrepresentations and unsuitable recommendations, and engaged in selling away. It appears that Michelis allegedly caused the client to sustain damages associated with real estate investment trusts. As a result, the client sought compensation from UBS Financial Services Inc. or Michelis in the amount of $3,790,000 in this matter.
Are you concerned regarding investments you made with Dimitrios Michelis? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Michelis and brokerage firms Michelis worked for deny allegations of sales practice violations.
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Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
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