Investors possibly experienced losses because of securities broker Donna Maria Seymour (also known as Donna Maria Pastorik) [CRD: 1714302, Winter Haven, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Donna Seymour has worked for Centaurus Financial Inc. since July 27, 2016, and for Ingram Advisory Services LLC since September 15, 2009, both located in Winter Haven, Florida. The following information is an overview of the securities broker’s disclosures.
Centaurus Financial Inc. Investor Accused Seymour Of Unsuitable Recommendations
Specifically, on April 18, 2024, a Centaurus Financial Inc. client filed FINRA Arbitration No. 24-00841 about Donna Seymour. The client alleged unsuitable recommendations and breach of fiduciary duty. Because of this, the investor supposedly sustained damages totaling $50,000 on the corporate bonds. Therefore, they requested compensation from Centaurus Financial Inc. or Seymour.
Donna Seymour Accused Of Breach Of Fiduciary Duty
Also, on October 3, 2023, a Centaurus Financial Inc. client filed FINRA Arbitration No. 23-02694 about Donna Seymour. The client alleged unsuitable recommendations and breach of fiduciary duty relating to corporate bond sales. As a result, they requested $150,000 in compensation from Centaurus Financial Inc. or Seymour. Evidently, this arbitration is pending a resolution.
Seymour Disclosed Unsuitable Recommendations Allegations
Particularly, a client of Centaurus Financial Inc. contested Donna Seymour’s sales practices, according to a complaint dated July 20, 2023. Notably, the investor alleged unsuitable advice. Allegedly, Seymour allegedly caused the client to sustain damages on corporate bonds. Consequently, they sought damages from Centaurus Financial Inc. or Seymour in the amount of $100,000 in this matter. However, the firm denied the complaint.
Centaurus Financial Inc. Investor Accused Donna Seymour Of Misrepresentation
Also, a Centaurus Financial Inc. client filed FINRA Arbitration No. 23-00007 about Donna Seymour. Evidently, the client alleged misrepresentation. Because of this, the investor supposedly sustained damages on corporate bonds. Therefore, on November 28, 2023, Centaurus Financial Inc. settled this matter by paying the client $54,500 in damages.
Seymour Disclosed Allegations Of Unsuitable Corporate Bonds
Specifically, a client of Centaurus Financial Inc. contested Donna Seymour’s sales practices by filing FINRA Arbitration No. 22-01308. Notably, the investor alleged unsuitable advice. Allegedly, Seymour caused the client to sustain damages on corporate bonds. As a result, Centaurus Financial Inc. opted to settle the matter on October 19, 2023, by compensating the client in the amount of $17,700.
Did You Sustain Losses Because Of Securities Broker Donna Seymour?
Did you suffer financially because of Donna Seymour? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group investment loss recovery lawyers help individuals throughout the United States, work on a contingency fee basis, and advance all costs. Seymour and brokerage firms she worked for deny accusations of sales practice violations.
