Investors reportedly complained about securities broker Edward Terral Hill (also known as Ed Hill) [CRD: 6008804, West End, North Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hill joined LPL Financial LLC on March 1, 2018, as both a broker and an investment adviser at its West End, North Carolina office. Keep reading to learn more about the disclosures involving Hill.
LPL Financial LLC Investor Accused Ed Hill Of Unsuitable Recommendations
Specifically, an LPL Financial LLC client filed FINRA Arbitration No. 25-013252 about Edward Hill. Primarily, the client alleged that Hill made unsuitable recommendations relating to structured notes between 2021 and 2025. Because of this, the investor allegedly incurred damages of $300,000. This matter awaits a resolution.
Edward Hill Disclosed Unsuitable Trading Allegations By LPL Financial LLC Client
Particularly, a client of LPL Financial LLC disputed Edward Hill’s sales practices by bringing FINRA Arbitration No. 25-00063. Allegedly, Hill engaged in unsuitable trading in structured products in 2021 given the client’s investment objectives and risk tolerance. The matter remains pending without a settlement. The client requested $175,000 in damages.
LPL Financial LLC Investor Accused Ed Hill Of Sales Practice Violations
Additionally, an LPL Financial LLC client filed FINRA Arbitration No. 23-02783 about Edward Hill. Allegedly, Hill engaged in unsuitable trading between 2020 and 2023. Because of this, the client allegedly sustained damages connected to structured notes. Consequently, on September 9, 2024 LPL Financial LLC settled this matter by paying the client $220,000.00 in damages.
Edward Hill Disclosed Failure To Follow Instructions Allegations By An LPL Financial LLC Client
Also, a client of LPL Financial LLC took aim at Edward Hill’s sales practices, according to a complaint dated October 2, 2023. Allegedly, Hill failed to follow instructions concerning a structured note, resulting in damages. As a result, the client sought compensatory damages from LPL Financial LLC or Hill in the amount of $20,805.24 in this matter. The complaint was denied on February 5, 2025.
LPL Financial LLC Investor Accused Ed Hill Of Unauthorized Trading
Specifically, an LPL Financial LLC client filed a complaint about Edward Hill. Evidently, the client claimed that Hill engaged in unauthorized trading concerning structured notes in 2021. For this reason, on April 5, 2023 LPL Financial LLC settled this matter by paying the client $18,747.45 in damages, of which Hill contributed $15,000.00.
Do you have concerns or questions regarding investments you made with Edward Hill? If so, contact Soreide Law Group at (888) 760-6552 or online to speak with a securities lawyer regarding a possible recovery. For years, For more than a decade, Soreide Law Group has recovered losses for investors located throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Hill and brokerage firms Hill worked for deny allegations referenced within these public disclosures.