Investors have come forward with complaints about securities broker Eric M. Jenson (CRD: 2873787, Greenwood Village, Colorado). Evidently, the securities broker, who worked for Transamerica Financial Advisors Inc. and WMA Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, investors allege that Jenson committed sales practice violations. For more on these disclosures about Jenson, see below.
Also, a Transamerica Financial Advisors Inc. client filed FINRA Arbitration: 22-02222 about Eric Jenson. Namely, the client alleged that Jenson made misrepresentations. Because of this, the client allegedly sustained damages on variable annuities. Therefore, on January 23, 2023, Transamerica Financial Advisors Inc. settled this matter by paying the client $9,500.00 in damages.
Supposedly, on June 25, 2002, a WMA Securities Inc. client filed a complaint about Eric Jenson. Namely, the client alleged that Jenson made omissions regarding surrender charges. Because of this, the client allegedly sustained damages on life insurance policies. Therefore, the client requested $5,100 in compensation from WMA Securities Inc. or Jenson. However, the securities firm denied this complaint.
Specifically, a client of WMA Securities Inc. contested Eric Jenson’s sales practices, according to a complaint. Allegedly, Jenson made unsuitable recommendations. Supposedly, Jenson caused the client to sustain damages on variable annuities. Therefore, WMA Securities Inc. opted to settle the matter on January 8, 2002, by compensating the client in the amount of $36,890.62.
Supposedly, on May 18, 2001, a WMA Securities Inc. client filed a complaint about Eric Jenson. Namely, the client alleged that Jenson caused the client to believe that their principal was guaranteed. Because of this, the client allegedly sustained damages on variable annuities. Therefore, the client requested $200,000 in compensation from WMA Securities Inc. or Jenson. However, the securities firm denied this complaint.
Suffer damages because of Eric Jenson? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents investors on a contingency fee basis and advances costs. Jenson and brokerage firms Jenson worked for deny any and all allegations of sales practice violations.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
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