Cuna Brokerage Services Client Voices Dispute Over Securities Broker Eric Pasquini
FINRA BrokerCheck shows that investors filed disputes about securities broker Eric Stephen Pasquini (CRD#: 3176301, Lemoyne, Pennsylvania). Pasquini worked for IDS Life Insurance Company, American Express Financial Advisors, Allstate Financial Services, Cuna Brokerage Services, and Lincoln Financial Advisors Corporation before joining Cetera Investment Services and Cetera Investment Advisers in August 2021. It appears that two investors contest Pasquini’s actions. Here’s more about these disputes.
Eric Pasquini’s Cuna Brokerage Services Client Alleges Unsuitable Variable Annuity Transactions
Evidently, Pasquini worked for Cuna Brokerage Services from 2009 to 2021. A client of Cuna Brokerage Services disputed Pasquini’s sales practices, according to an August 2021 dispute. Specifically, the client alleged that Pasquini had them invest too much money in annuities. It appears that the client’s assets were locked into these annuities that required potential payment of surrender charges for a certain period. Evidently, Cuna Brokerage Services denied the client’s complaint and request for compensation.
Client Of American Express Financial Advisors Alleges Damages Relating To Fixed Annuities
Also, a client of American Express Financial Advisors took issue with an annuity sale relating to Eric Pasquini. Allegedly, the client did not receive a prospectus and did not have correct tax information concerning an annuity purchase. Because of this, the client asked for compensation. However, American Express Financial Advisors and Pasquini denied the client’s allegations and request for compensation. According to the broker, he provided the client with the variable annuity prospectus and correct information about the product.
Did You Face Financial Damages Because Of Eric Pasquini?
Did Eric Pasquini commit sales practice violations resulting in damages to you? If so, call Soreide Law Group at (888) 760-6552 and speak with a skilled securities lawyer regarding a possible recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has helped many United States investors recover compensation after incurring losses caused by their financial advisors and securities brokers. Please note that Pasquini denies all allegations of his sales practice violations.
