Investors apparently complained about securities broker Patrick Wayne Norris [CRD: 5119082, Vero Beach, Florida], according to disclosures found on FINRA BrokerCheck. Evidently, Norris has worked for Fidelity Brokerage Services LLC since March 27, 2024, and Strategic Advisers LLC since March 31, 2025. His prior employment includes Fidelity Personal and Workplace Advisors from April 23, 2024, […]

Investors possibly experienced sales practice violations by securities broker Kyle W. Steibel [CRD: 6631554, Belleville, Illinois], according to disclosures on FINRA BrokerCheck. Evidently, Kyle Steibel worked for CUNA Brokerage Services Inc. from May 20, 2020, to February 16, 2022. Continue reading to find out more about the disclosures involving Steibel. Cuna Brokerage Services Inc. Investor […]

Cuna Brokerage Services Client Voices Dispute Over Securities Broker Eric Pasquini FINRA BrokerCheck shows that investors filed disputes about securities broker Eric Stephen Pasquini (CRD#: 3176301, Lemoyne, Pennsylvania). Pasquini worked for IDS Life Insurance Company, American Express Financial Advisors, Allstate Financial Services, Cuna Brokerage Services, and Lincoln Financial Advisors Corporation before joining Cetera Investment Services […]

CUNA Brokerage Services Clients File Disputes About Broker Steve Sylvester Concerning Suitability Soreide Law Group brings you up to speed concerning the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck as it relates to securities broker Stephen Sylvester ("Steve Sylvester") (CRD#: 1950435, Groton, Connecticut). Namely, four investors challenged his sales practices at CUNA Brokerage Services. […]

Broker Todd Micciche (CUNA Brokerage Services) Involved In Investor Dispute Investment loss recovery counsel at Soreide Law Group provide you with this update in regard to securities broker Todd Douglas Micciche (CRD#: 4740375, Portland, Oregon). It appears that Micciche worked for Key Investment Services LLC from 2011 to 2015 as financial advisor and securities broker. […]

CUNA Brokerage Services Terminates Brokers Michael Grant, Michal Osgood CUNA Brokerage Services (CRD#: 13491) is a brokerage firm which is regulated by the Financial Industry Regulatory Authority (“FINRA”). CUNA also does business as an investment adviser firm regulated by the Securities and Exchange Commission (“SEC”).  Apparently, the FINRA BrokerCheck Report for CUNA Brokerage Services shows […]