Clients are coming forward with disputes concerning Eric Stuckey [CRD#: 2445666, Suwanee, Georgia]. Notably, the securities broker, who associated with Invest Financial Corporation from 2009 to 2018, discloses 5 customer disputes about him on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Invest Financial clients indicate in these disputes that Stuckey recommended unreasonable trades and falsified investment information. For more on the allegations against Stuckey, see below.
Apparently, a client of Invest Financial contested Eric Stuckey’s actions by filing FINRA Arbitration #: 18-01847 on May 18, 2018. Allegedly, Stuckey falsified or misrepresented features of a variable annuity, and he failed to tell the client about risks. Also, the client suggested that Stuckey recommended bad investments. It seems that variable annuities were not compatible with the client’s investment profile. Because of this, the client demanded compensation from Invest Financial or Stuckey in the amount of $220,000 in this ongoing matter.
Evidently, on January 22, 2018, an Invest Financial client voiced an investment dispute concerning Eric Stuckey. Mainly, the client asserted that Stuckey selected risky subaccounts for the client’s variable annuity. Apparently, the risks of these subaccounts conflicted with the client’s risk tolerance and generated losses. As a result, on May 7, 2018, the securities firm resolved this issue through compensating the client in the amount of $25,000.
Apparently, a client of Invest Financial contested Eric Stuckey’s actions by placing FINRA Arbitration #: 16-01532 on May 31, 2016. Allegedly, Stuckey over concentrated the client’s account in risky energy securities. Not only that, but the broker’s market timing strategy allegedly did not pan out since it caused the client to sustain losses. Therefore, Invest Financial figured to settle the client’s dispute on October 11, 2016 through compensating the client to the tune of $14,750.
Evidently, on December 23, 2015, an Invest Financial client brought a formal dispute in reference to Eric Stuckey. Like other clients, this client contended that Stucky sold investments which were not suitable for the customer. It appears that Stuckey sold a variable annuity containing unnecessary or unreasonable riders to this client. However, Invest Financial denied the client’s allegations.
Have you experienced losses by investing with securities broker Eric Stuckey? If so, contact Soreide Law Group at (888) 760-6552 and speak with experienced counsel concerning a potential recovery of your investment losses. Soreide Law Group provides representation to clients on a contingency fee basis and advances costs. The law firm has recovered millions of dollars for clients who have experienced losses due to misconduct of brokerage firms and securities brokers like Stuckey.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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