Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Saimir Astrit Prapaniku (also known as Sam Prapaniku) [CRD: 5499421, Encino, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Saimir Prapaniku worked for US Bancorp Investments Inc. from June 17, 2013, to April 22, […]

FINRA Issues Suspension To Mike Hartlett For Discretionary Trading At LPL Financial Soreide Law Group is investigating possible investor claims or disputes against LPL Financial securities broker Michael Miles Hartlett (“Mike Hartlett”) (CRD#: 1022139, East Petersburg, Pennsylvania). Namely, the Financial Industry Regulatory Authority (FINRA) suspended and fined Hartlett for allegedly making discretionary trades in violation […]

Clients File Disputes About Invest Financial's Eric Stuckey Clients are coming forward with disputes concerning Eric Stuckey [CRD#: 2445666, Suwanee, Georgia]. Notably, the securities broker, who associated with Invest Financial Corporation from 2009 to 2018, discloses 5 customer disputes about him on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Invest Financial clients indicate in these […]