June 27, 2026

Eugene Antosh Of Ameriprise Financial Services Barred By FINRA For Noncompliance

man in a suit holding and reading papers in his hand

FINRA barred securities broker Eugene W. Antosh (also known as Geno Antosh) [CRD: 5450983, Portland, Connecticut], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eugene Antosh worked for Ameriprise Financial Services LLC from July 23, 2014, to September 16, 2025. See below to learn more about disclosures involving Eugene Antosh as reported on FINRA BrokerCheck.

FINRA Sanctioned Geno Antosh For Alleged Failure To Respond To Requests

Specifically, on April 20, 2026, FINRA issued Case: 2025087471901 sanctioning Eugene Antosh. Specifically, Antosh was suspended and subsequently permanently barred as a securities broker. Notably, FINRA alleged that Antosh failed to respond to FINRA requests for information.

According to the disclosure, FINRA initiated the matter on January 15, 2026, after alleging that Antosh did not provide information requested during a regulatory inquiry. FINRA issued a Notice of Suspension on February 18, 2026. The disclosure states that Antosh did not seek termination of the suspension within the required three-month period.

As a result, according to FINRA Rule 9552(h), the suspension converted into a permanent bar effective April 20, 2026. The regulatory action was resolved by letter. The bar applies to Antosh’s association with any FINRA member firm in all capacities.

Eugene Antosh Resigned Over Alleged Investor Borrowing Arrangement And Unauthorized Activities

Notably, Ameriprise Financial Services LLC disaffiliated with Antosh on August 25, 2025. Allegedly, Antosh resigned while under review for alleged violations of firm policies concerning receiving client loans and engaging in unauthorized activity involving client accounts. Prior to his departure, he was suspended by the firm on August 19, 2025.

Have You Made Investments Through Financial Advisor / Securities Broker Geno Antosh?

Are you worried about investments you made through Eugene Antosh? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Antosh and brokerage firms Antosh worked for deny allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

June 27, 2026
Jimmy Leong Terminated By J.P. Morgan For Variable Annuity Switching

Investors may have suffered financial harm by securities broker Jimmy Leong (also known as James Leong and Jim Leong) [CRD: 1486689, Freehold, New Jersey], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leong worked for J.P. Morgan Securities LLC from October 1, 2012, to February 4, 2025, and Equitable Advisors LLC […]

June 27, 2026
Eugene Antosh Of Ameriprise Financial Services Barred By FINRA For Noncompliance

FINRA barred securities broker Eugene W. Antosh (also known as Geno Antosh) [CRD: 5450983, Portland, Connecticut], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eugene Antosh worked for Ameriprise Financial Services LLC from July 23, 2014, to September 16, 2025. See below to learn more about disclosures involving Eugene Antosh as reported on […]

June 27, 2026
Timothy Calvert Faced First Citizens Investor Services Investor’s Misrepresentation Complaint

Investors potentially incurred losses because of securities broker Timothy Ryan Calvert [CRD: 3241077, Spartanburg, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calvert has been associated with First Citizens Asset Management Inc. since November 1, 2006, First Citizens Investor Services Inc. as a financial advisor since May 15, 2017, and First […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved