Soreide Law Group is investigating possible investor claims against securities broker Fermin Alberto Mesina (CRD: 4619199, Chula Vista, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Infinex Investments Inc. Supposedly, one or more individuals claim that Mesina overconcentrated accounts in certain investments and failed to perform due diligence. Here is a brief summary of the disclosures about Mesina.
Infinex Investments Inc. Investor Accused Mesina Of Overconcentration
Particularly, on January 11, 2023, a Infinex Investments Inc. client filed FINRA Arbitration: 22-02800 about Fermin Mesina. Namely, the client alleged that Mesina overconcentrated accounts in certain investments and failed to perform due diligence. Because of this, the client allegedly sustained damages on annuities. Therefore, the client requested $500,000 to $1,000,000 in compensation from Infinex Investments Inc. or Mesina. Evidently, this arbitration is pending a resolution.
Infinex Investments Inc. Investor Accused Fermin Mesina Of Breach Of Contract
Also, on April 13, 2022, an Infinex Investments Inc. client filed FINRA Arbitration: 22-00621 about Fermin Mesina. Namely, the client alleged that Mesina breached a contract, was negligent, breached a fiduciary duty. Because of this, the client allegedly sustained damages on fixed annuities. Therefore, the client requested $350,000 in compensation from Infinex Investments Inc. or Mesina. Evidently, this arbitration is pending a resolution.
- Mesina has worked for Infinex Investments Inc. in Chula Vista, California, as a securities broker and financial advisor since January 19, 2017.
- Mesina worked for First Brokerage America LLC in Chula Vista, California, as a securities broker and financial advisor from June 27, 2016, to January 27, 2017.
Damages Resulting From Infinex Investments Inc. Securities Broker Mesina?
Have you experienced damages due to Fermin Mesina? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Mesina and investment firms Mesina worked for deny any and all allegations of sales practice violations.