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February 9, 2012

Florida Rep Barred by FINRA

business man holding his head with text asking questions about stock broker misconduct

The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, January 2012.”

Jan D. Narrine (CRD #5738183, Associated Person, Winter Garden, Florida)

submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity.

Without admitting or denying the findings, Narrine consented to the described sanction and to the entry of findings that he misappropriated a total of $57,311.99 by transferring funds from customers’ accounts to his own, and in each instance, forged the customers’ signatures on LOAs, which falsely purported to authorize and instruct the transfers. The findings stated that the transfers were made without the customers’ knowledge or authorization.

(FINRA Case #2010024395501)

The information from FINRA’s website has ended.

Securities Attorney, Lars Soreide, of Soreide Law Group, PLLC, has represented clients nationwide. If you or a family member have sustained investment losses through Jan D. Narrine of Winter Garden, FL, or similar losses due to your stock broker or financial advisor’s recommendations, call for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552, or visit our website at: www.securitieslawyer.com.

Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.

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