Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
On October 1, 2014, the US Attorney's office filed charges against Dennis Wright for securities fraud. Wright is a former agent with AXA Equitable Life Insurance Company ("AXA"), and operated Wright Associates of Lewistown, Pennsylvania.
Allegedly, from the early 1990's through June of 2012, Dennis Wright encouraged his clients at AXA to liquidate their securities and other assets. Wright allegedly promised that he would invest their money in what he claimed were managed funds but instead he never invested the funds. Wright allegedly deposited his clients funds into his own business operating account totaling $1,533,416, from at least 30 of AXA's clients.
Wright, 68, has agreed to plead guilty, and if convicted of the securities fraud charge faces a maximum of 25 years in prison, a fine of $1 million, and a supervised release term of five years.
Another civil lawsuit was filed against Wright by the United States Securities and Exchange Commission (SEC) in the United States District for the Middle District of Pennsylvania.
If you or a family member have become victims of fraud, contact an attorney for a free consultation on how to recover your investment losses. To speak with an attorney, call 888-760-6552.
Soreide Law Group, PLLC, will represent Insurance Fraud Victims in Federal Court, State Court and before the Financial Industry Regulatory Authority (“FINRA”).
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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