December 10, 2014

Former San Francisco Wells Fargo Broker Barred by FINRA

business man holding his head with text asking questions about stock broker misconduct

MICHAEL J. FREW (CRD# 812805) San Francisco, has been permanently barred by FINRA for allegedly accepting loans from his clients and/or converting clients funds. Frew has not cooperated completely with FINRA in their investigation. Michael Frew was also permanently barred from the securities industry in the State of California.

Michael J. Frew was employed by Wells Fargo Advisors and allegedly sold promissory notes to his WFA clients and according to FINRA assured his clients that the notes would be secure and provide a stable income. Many of Frew's former clients who have filed lawsuits, stopped receiving payments on their promissory notes this year.

There have been claims have been filed with FINRA against Wells Fargo and Michael Frew for the recovery of their investment losses.

According to FINRA's BrokerCheck, Michael J. Frew was previously registered with the following securities firm(s):

07/2003 - 01/2014 WELLS FARGO ADVISORS, LLC (CRD# 19616) - SAN FRANCISCO, CA

03/1988 - 07/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD# 7471) - NEW YORK, NY

04/1988 - 05/1988 SHEARSON LEHMAN HUTTON INC. (CRD# 7506)
09/1975 - 04/1988 E. F. HUTTON & COMPANY INC (CRD# 235)

If you sustained losses due to former Wells Fargo broker, Michael J. Frew, call for a free consultation with an attorney on how to potentially recover those losses: 888-760-6552. The Soreide Law Group represents clients nationwide before FINRA.

S H A R E   T H I S   P O S T

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