MICHAEL J. FREW (CRD# 812805) San Francisco, has been permanently barred by FINRA for allegedly accepting loans from his clients and/or converting clients funds. Frew has not cooperated completely with FINRA in their investigation. Michael Frew was also permanently barred from the securities industry in the State of California.
Michael J. Frew was employed by Wells Fargo Advisors and allegedly sold promissory notes to his WFA clients and according to FINRA assured his clients that the notes would be secure and provide a stable income. Many of Frew's former clients who have filed lawsuits, stopped receiving payments on their promissory notes this year.
There have been claims have been filed with FINRA against Wells Fargo and Michael Frew for the recovery of their investment losses.
According to FINRA's BrokerCheck, Michael J. Frew was previously registered with the following securities firm(s):
07/2003 - 01/2014 WELLS FARGO ADVISORS, LLC (CRD# 19616) - SAN FRANCISCO, CA
03/1988 - 07/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD# 7471) - NEW YORK, NY
04/1988 - 05/1988 SHEARSON LEHMAN HUTTON INC. (CRD# 7506)
09/1975 - 04/1988 E. F. HUTTON & COMPANY INC (CRD# 235)
If you sustained losses due to former Wells Fargo broker, Michael J. Frew, call for a free consultation with an attorney on how to potentially recover those losses: 888-760-6552. The Soreide Law Group represents clients nationwide before FINRA.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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